| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OPEXA THERAPEUTICS EQUITY WARRANTS 03/13/201 | 15,000 | 9,000 | 0.00% | ||
| 2 | DRAGONWAVE INC | 10,700 | 10,000 | 0.00% | ||
| 3 | Anadigics Inc | 12,500 | 10,000 | 0.00% | ||
| 4 | Opko Health, Inc. | 22,800 | 10,000 | 0.00% | Call | PRN |
| 5 | REXAHN PHARMACEUTICALS INC | 18,000 | 12,000 | 0.00% | ||
| 6 | SANOFI | 16,000 | 13,000 | 0.00% | ||
| 7 | ISHARES SILVER TR | 45,300 | 14,000 | 0.00% | Call | |
| 8 | FORD MTR CO DEL | 12,000 | 14,000 | 0.00% | Call | |
| 9 | O2MICRO INTERNATIONAL LTD SPONS ADR | 10,000 | 24,000 | 0.00% | ||
| 10 | Mizuho Financial Group | 12,600 | 42,000 | 0.01% | ||
| 11 | Novatel Wireless Inc | 12,562 | 43,000 | 0.01% | ||
| 12 | MITEK SYS INC | 16,500 | 54,000 | 0.01% | ||
| 13 | Chimera Investment Corp REIT | 18,600 | 60,000 | 0.01% | ||
| 14 | MCDERMOTT INTL INC | 21,550 | 60,000 | 0.01% | ||
| 15 | ADVANCED MICRO DEVICES INC | 22,325 | 61,000 | 0.01% | ||
| 16 | STUDENT TRANSN INC | 10,000 | 62,000 | 0.01% | ||
| 17 | TOWERSTREAM CORP | 37,900 | 69,000 | 0.01% | ||
| 18 | YAMANA GOLD INC | 17,938 | 72,000 | 0.01% | ||
| 19 | GLORI ENERGY INC | 17,725 | 73,000 | 0.01% | ||
| 20 | AK STL HLDG CORP | 12,528 | 74,000 | 0.01% | ||
| 21 | NORTH ATLANTIC DRILLING LTD | 45,502 | 75,000 | 0.01% | ||
| 22 | NORTHWEST BIOTHERAPEUTICS | 15,100 | 77,000 | 0.01% | ||
| 23 | BELLATRIX EXPLORATION LTD | 22,500 | 82,000 | 0.01% | ||
| 24 | ORGANOVO HLDGS INC | 12,200 | 89,000 | 0.02% | ||
| 25 | Miller Energy Resources, Inc. | 78,600 | 98,000 | 0.02% | ||
| 26 | SILVER STD RES INC | 19,500 | 99,000 | 0.02% | ||
| 27 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 23,817 | 99,000 | 0.02% | ||
| 28 | FORTRESS INVESTMENT GROUP LL | 12,650 | 100,000 | 0.02% | ||
| 29 | NEW YORK MORTGAGE TRUST INC COM | 13,081 | 101,000 | 0.02% | ||
| 30 | CAPITAL PRODUCT PARTNERS L P | 12,955 | 103,000 | 0.02% | ||
| 31 | MONOGRAM RESIDENTIAL TR INC COM | 11,376 | 105,000 | 0.02% | ||
| 32 | WindStream Corp (win) | 12,865 | 106,000 | 0.02% | ||
| 33 | IRIDIUM COMMUNICATIONS INC | 10,970 | 108,000 | 0.02% | ||
| 34 | BGC PARTNERS INC | 11,909 | 111,000 | 0.02% | ||
| 35 | HARMONIC INC | 16,000 | 112,000 | 0.02% | ||
| 36 | LAKELAND INDS INC | 12,150 | 114,000 | 0.02% | ||
| 37 | RESOURCE CAP CORP | 23,268 | 118,000 | 0.02% | ||
| 38 | RAIT FINANCIAL TRUST | 15,550 | 119,000 | 0.02% | ||
| 39 | SUPREME INDS INC | 17,645 | 123,000 | 0.02% | ||
| 40 | CLIFFS NAT RES INC | 17,543 | 124,000 | 0.02% | ||
| 41 | First Trust ISE Nat Ga | 11,906 | 131,000 | 0.02% | ||
| 42 | CASI PHARMACEUTICALS INC COM | 98,996 | 132,000 | 0.02% | ||
| 43 | VALE S A | 17,600 | 143,000 | 0.02% | ||
| 44 | QUICKLOGIC CORP | 45,900 | 144,000 | 0.02% | ||
| 45 | EXCO RESOURCES INC | 68,418 | 148,000 | 0.03% | ||
| 46 | NEW GOLD INC CDA | 36,900 | 156,000 | 0.03% | ||
| 47 | RETAIL PPTYS AMER INC CL A | 10,000 | 167,000 | 0.03% | ||
| 48 | Short Russell 2000 ProShares | 10,800 | 167,000 | 0.03% | ||
| 49 | ARMADA HOFFLER PPTYS INC | 18,158 | 172,000 | 0.03% | ||
| 50 | ISHARES MSCI SINGAP ETF | 13,562 | 176,000 | 0.03% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-000631, filed 2015.02.17).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
