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RESOURCE CAP CORP
RESOURCE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 121 Institutional holders with a total value of $258,803,333.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 7,414,494 37,369,000 14.44%
2 BlackRock Fund Advisors 5,869,294 29,581,000 11.43%
3 BlackRock Institutional Trust Company, N.A. 4,048,700 20,405,000 7.88%
4 REAL ESTATE MANAGEMENT SERVICES LLC 3,178,961 16,022,000 6.19%
5 NORTHERN TRUST CORP 3,074,063 15,493,000 5.99%
6 Global X Management CO LLC 2,706,899 13,643,000 5.27%
7 STATE STREET CORP 2,663,658 13,426,000 5.19%
8 Senvest Management, LLC 2,622,342 13,217,000 5.11%
9 UBS Group AG 1,906,663 9,610,000 3.71%
10 PRUDENTIAL FINANCIAL INC 1,378,654 6,948,000 2.68%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,313,289 6,619,000 2.56%
12 GEODE CAPITAL MANAGEMENT, LLC 965,679 4,867,000 1.88%
13 BEACH INVESTMENT COUNSEL INC/PA 962,371 4,850,000 1.87%
14 RENAISSANCE TECHNOLOGIES LLC 865,300 4,361,000 1.69%
15 ACADIAN ASSET MANAGEMENT LLC 722,599 3,643,000 1.41%
16 Bank of New York Mellon Corp 613,787 3,094,000 1.20%
17 TIAA CREF INVESTMENT MANAGEMENT LLC 533,154 2,687,000 1.04%
18 DEUTSCHE BANK AG\ 529,545 2,666,000 1.03%
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 488,300 2,349,000 0.91%
20 BlackRock Investment Management, LLC 414,383 2,088,000 0.81%
21 VAN ECK ASSOCIATES CORP 388,742 1,959,000 0.76%
22 MORGAN STANLEY 387,619 1,954,000 0.76%
23 LPL Financial LLC 375,249 1,891,000 0.73%
24 GUGGENHEIM CAPITAL LLC 352,800 1,778,000 0.69%
25 NORGES BANK 347,222 1,750,000 0.68%
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 346,910 1,749,000 0.68%
27 Allianz Asset Management GmbH 326,385 1,645,000 0.64%
28 QS Investors, LLC 307,430 1,550,000 0.60%
29 PARAMETRIC PORTFOLIO ASSOCIATES LLC 293,351 1,478,000 0.57%
30 DALTON GREINER HARTMAN MAHER & CO 287,464 1,449,000 0.56%
31 ROYAL BANK OF CANADA 286,107 1,442,000 0.56%
32 Phoenix Investment Adviser LLC 253,000 1,275,000 0.49%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 239,446 1,207,000 0.47%
34 Creative Planning 232,698 1,173,000 0.45%
35 CREDIT SUISSE AG/ 201,864 1,017,000 0.39%
36 Beach Investment Management, LLC. 198,581 1,001,000 0.39%
37 MILLENNIUM MANAGEMENT LLC 195,732 986,000 0.38%
38 Invesco Ltd. 190,901 962,000 0.37%
39 Sterling Capital Management LLC 188,834 952,000 0.37%
40 ALLIANCEBERNSTEIN L.P. 185,105 933,000 0.36%
41 EnTrustPermal Management LLC 181,078 913,000 0.35%
42 TEACHERS ADVISORS, LLC 177,113 893,000 0.35%
43 RHUMBLINE ADVISERS 174,791 881,000 0.34%
44 WELLINGTON MANAGEMENT GROUP LLP 154,221 778,000 0.30%
45 MILLER VALUE PARTNERS, LLC 150,600 760,000 0.29%
46 Swiss National Bank 148,300 747,000 0.29%
47 HBK INVESTMENTS L P 137,198 691,000 0.27%
48 TWO SIGMA INVESTMENTS, LP 134,642 679,000 0.26%
49 IndexIQ Advisors LLC 127,900 645,000 0.25%
50 ClariVest Asset Management LLC 120,700 609,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.