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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 125 Institutional holders with a total value of $225,670,153.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 5,030,777 38,787,000 17.19%
2 VANGUARD GROUP INC 3,025,009 23,323,000 10.33%
3 UBS Group AG 2,255,428 17,390,000 7.71%
4 Global X Management CO LLC 2,175,406 16,772,000 7.43%
5 STATE STREET CORP 1,711,566 13,196,000 5.85%
6 NORTHERN TRUST CORP 1,419,415 10,944,000 4.85%
7 BlackRock Institutional Trust Company, N.A. 1,242,381 9,579,000 4.24%
8 RENAISSANCE TECHNOLOGIES LLC 908,700 7,006,000 3.10%
9 LSV ASSET MANAGEMENT 775,300 5,977,000 2.65%
10 GEODE CAPITAL MANAGEMENT, LLC 607,549 4,684,000 2.08%
11 Bank of New York Mellon Corp 545,223 4,204,000 1.86%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 490,671 3,783,000 1.68%
13 GUGGENHEIM CAPITAL LLC 475,955 3,669,000 1.63%
14 DEUTSCHE BANK AG\ 463,724 3,573,000 1.58%
15 Allianz Asset Management GmbH 433,267 3,340,000 1.48%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 409,300 3,238,000 1.43%
17 TIAA CREF INVESTMENT MANAGEMENT LLC 385,278 2,970,000 1.32%
18 BlackRock Investment Management, LLC 347,362 2,678,000 1.19%
19 VAN ECK ASSOCIATES CORP 337,829 2,605,000 1.15%
20 MORGAN STANLEY 331,298 2,555,000 1.13%
21 SYSTEMATIC FINANCIAL MANAGEMENT LP 277,865 2,142,000 0.95%
22 Sterling Capital Management LLC 262,596 2,024,000 0.90%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 255,250 1,968,000 0.87%
24 DEERE & CO 212,358 1,637,000 0.73%
25 Key Colony Management, LLC 204,000 1,573,000 0.70%
26 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 195,621 1,508,000 0.67%
27 NORGES BANK 172,271 1,328,000 0.59%
28 PANAGORA ASSET MANAGEMENT INC 158,985 1,226,000 0.54%
29 Ativo Capital Management LLC 150,054 1,157,000 0.51% SH
30 B. Riley Wealth Advisors, Inc. 28,388 1,153,000 0.51%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 147,500 1,137,000 0.50% Put
32 TEACHERS ADVISORS, LLC 144,935 1,117,000 0.49%
33 PARAMETRIC PORTFOLIO ASSOCIATES LLC 143,162 1,104,000 0.49%
34 AMERICAN INTERNATIONAL GROUP, INC. 131,762 1,015,885 0.45%
35 AMERICAFIRST CAPITAL MANAGEMENT, LLC 125,736 969,425 0.43%
36 Municipal Employees' Retirement System of Michigan 118,900 949,000 0.42%
37 RHUMBLINE ADVISERS 122,959 948,000 0.42%
38 CREDIT SUISSE AG/ 122,264 943,000 0.42%
39 ALLIANCEBERNSTEIN L.P. 116,700 900,000 0.40%
40 Swiss National Bank 112,220 865,000 0.38%
41 RUSSELL FRANK CO/ 106,179 819,000 0.36%
42 ROYAL BANK OF CANADA 104,927 809,000 0.36%
43 IndexIQ Advisors LLC 104,521 806,000 0.36%
44 SALEM INVESTMENT COUNSELORS INC 101,000 779,000 0.35%
45 ACADIAN ASSET MANAGEMENT LLC 94,400 728,000 0.32%
46 Counsel Portfolio Services Inc. 94,400 728,000 0.32%
47 Nationwide Fund Advisors 81,281 627,000 0.28%
48 METROPOLITAN LIFE INSURANCE CO/NY 79,070 610,000 0.27%
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 75,525 583,000 0.26%
50 VOYA INVESTMENT MANAGEMENT LLC 71,468 551,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.