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Institutional Investment Manager
MARK SHEPTOFF FINANCIAL PLANNING, LLC
MARK SHEPTOFF FINANCIAL PLANNING, LLC (CIK: 0001607355), located at 703 Hebron Ave., Glastonbury, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 359 holdings with a total value of $134,494,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 STILLWATER MNG CO 25 0 0.00%
2 TRILOGY METALS INC NEW 45 0 0.00%
3 USA Technologies Inc 20 0 0.00%
4 KOPIN CORP 100 0 0.00%
5 ANNALY CAP MGMT INC 37 0 0.00%
6 TIME INC NEW 1 0 0.00%
7 VIAVI SOLUTIONS INC 1 0 0.00%
8 NORTHSTAR REALTY EUROPE CORPORATION 19 0 0.00%
9 Progenics Pharmaceuticals Inc 10 0 0.00%
10 PLUG POWER INC 30 0 0.00%
11 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 960 0 0.00%
12 AMERICAN INTL GROUP INC 23 0 0.00%
13 SUNPOWER CORP 100 1,000 0.00%
14 TIME WARNER INC 8 1,000 0.00%
15 PIMCO CORPORATE INCOME OPP 70 1,000 0.00%
16 WISDOMTREE TR 23 1,000 0.00%
17 CEL SCI CORP 2,000 1,000 0.00%
18 UNI PIXEL INC COM NEW 700 1,000 0.00%
19 SPDR INDEX SHS FDSDJ GLB RL ES ETF 26 1,000 0.00%
20 UNILEVER N V 24 1,000 0.00%
21 WESTERN DIGITAL CORP 20 1,000 0.00%
22 NORTHWEST PIPE CO 50 1,000 0.00%
23 VERITIV CORP 10 1,000 0.00%
24 TWO HBRS INVT CORP 138 1,000 0.00%
25 ALLEGION PUB LTD CO 11 1,000 0.00%
26 PJT PARTNERS INC 27 1,000 0.00%
27 NOW INC 25 1,000 0.00%
28 NOVAGOLD RES INC 274 2,000 0.00%
29 INGERSOLL-RAND PLC 34 2,000 0.00%
30 THERMO FISHER SCIENTIFIC INC 10 2,000 0.00%
31 WISDOMTREE TR 20 2,000 0.00%
32 FIRST TR EXCHANGE TRADED FD 59 2,000 0.00%
33 HP INC 100 2,000 0.00%
34 POWERSHARES ETF TRUST 92 2,000 0.00%
35 ALIBABA GROUP HLDG LTD 23 2,000 0.00%
36 BORGWARNER INC 65 2,000 0.00%
37 BOSTON PROPERTIES INC 17 2,000 0.00%
38 STAPLES INC 212 2,000 0.00%
39 V F CORP 50 3,000 0.00%
40 PRICE T ROWE GROUP INC 48 3,000 0.00%
41 SPLUNK INC 50 3,000 0.00%
42 FIRST TR EXCHANGE TRADED FD 144 3,000 0.00%
43 BARCLAYS BANK PLC 100 3,000 0.00%
44 SIMON PPTY GROUP INC NEW 13 3,000 0.00%
45 RETAIL OPPORTUNITY INVTS COR 150 3,000 0.00%
46 WESTERN REFNG INC 100 3,000 0.00%
47 CARTERS INC 30 3,000 0.00%
48 PARKER HANNIFIN CORP 31 4,000 0.00%
49 ISHARES SILVER TR 200 4,000 0.00%
50 LEGGETT &PLATT INC 95 4,000 0.00%
Page 1 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214659-16-014422, filed 2016.11.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.