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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 64 Institutional holders with a total value of $218,015,932.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 1,526,445 44,755,000 20.53%
2 Orion Porfolio Solutions, LLC 1,169,968 34,303,000 15.73%
3 WELLS FARGO & COMPANY/MN 1,022,607 29,983,000 13.75%
4 MORGAN STANLEY 904,575 26,522,000 12.17%
5 UBS Group AG 750,268 21,998,000 10.09%
6 BSC PRIVATE WEALTH MANAGEMENT, LLC 309,619 9,013,000 4.13%
7 ROYAL BANK OF CANADA 254,403 7,459,000 3.42%
8 LPL Financial LLC 244,130 7,107,000 3.26%
9 JPMORGAN CHASE & CO 156,749 4,596,000 2.11%
10 RAYMOND JAMES & ASSOCIATES 135,287 3,967,000 1.82%
11 Janney Montgomery Scott LLC 85,835 2,517,000 1.15%
12 PARK NATIONAL CORP /OH/ 78,687 2,307,000 1.06%
13 Raymond James Financial Services Advisors, Inc. 78,103 2,290,000 1.05%
14 Cetera Advisors LLC 64,602 1,899,000 0.87%
15 STIFEL FINANCIAL CORP 62,223 1,823,000 0.84%
16 Commonwealth Equity Services, Inc 59,090 1,733,000 0.79%
17 Regal Investment Advisors LLC 58,920 1,728,000 0.79%
18 Koshinski Asset Management, Inc. 48,216 1,414,000 0.65%
19 Private Advisor Group, LLC 40,498 1,179,000 0.54%
20 AMERIPRISE FINANCIAL INC 39,488 1,158,000 0.53%
21 ADVISOR GROUP, INC. 25,434 746,000 0.34%
22 MSI Financial Services Inc 24,980 732,000 0.34%
23 IFP ADVISORS, INC 24,138 708,000 0.32%
24 Cambridge Investment Research Advisors, Inc. 21,803 639,000 0.29%
25 BKS ADVISORS, LLC 19,329 567,000 0.26%
26 BAIRD FINANCIAL GROUP, INC. 17,052 500,000 0.23%
27 WAYNE HUMMER INVESTMENTS L.L.C. 17,012 499,000 0.23%
28 Baker Avenue Asset Management, LP 16,912 496,000 0.23%
29 Psagot Value Holdings Ltd. 14,000 410,000 0.19%
30 M&T BANK CORP 13,669 401,000 0.18%
31 First Heartland Consultants, Inc. 12,824 376,000 0.17%
32 NEXT Financial Group, Inc 12,395 363,000 0.17%
33 HL FINANCIAL SERVICES LLC 11,417 335,000 0.15%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,379 333,000 0.15%
35 Stratos Wealth Partners, LTD. 9,983 293,000 0.13%
36 Cetera Advisor Networks LLC 9,435 277,000 0.13%
37 PNC FINANCIAL SERVICES GROUP, INC. 9,200 270,000 0.12%
38 WEDBUSH SECURITIES INC 9,123 267,000 0.12%
39 SII INVESTMENTS INC/WI 8,830 258,000 0.12%
40 CITIGROUP INC 8,494 249,000 0.11%
41 WFG Advisors, LP 7,886 231,000 0.11%
42 BB&T SECURITIES, LLC 7,152 209,000 0.10%
43 Creative Planning 6,489 190,000 0.09%
44 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 6,420 189,000 0.09%
45 GENEOS WEALTH MANAGEMENT INC. 5,648 165,000 0.08%
46 Hefren-Tillotson, Inc. 2,847 83,000 0.04%
47 FLOW TRADERS U.S. LLC 2,352 69,000 0.03%
48 ENVESTNET ASSET MANAGEMENT INC 1,728 51,000 0.02%
49 ENTERPRISE FINANCIAL SERVICES CORP 1,700 50,000 0.02%
50 D.A. DAVIDSON & CO. 1,555 45,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.