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Institutional Investment Manager
UBS Group AG
UBS Group AG (CIK: 0001610520), registered under National Commercial Banks, located at Bahnhofstrasse 45, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0000950123-15-005912) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
501 ALLIANCE DATA SYSTEMS CORP 415 123 0.00%
502 ALLIANCE DATA SYSTEMS CORP 85,545 25,343 0.02% Call
503 ALLIANCE DATA SYSTEMS CORP 46,640 13,817 0.01%
504 ALLIANCE DATA SYSTEMS CORP 4,100 1,215 0.00%
505 ALLIANCE DATA SYSTEMS CORP 2,480 735 0.00%
506 ALLIANCE HOLDINGS GP LP 119,300 6,167 0.00% Put
507 ALLIANCE HOLDINGS GP LP 124,781 6,450 0.00%
508 ALLIANCE HOLDINGS GP LP 4,359 225 0.00%
509 ALLIANCE NEW YORK MUN INC FD 8,050 112 0.00%
510 ALLIANCE RES PARTNER L P 147,690 4,937 0.00%
511 ALLIANCE RES PARTNER L P 23,582 788 0.00%
512 ALLIANCEBERNSTEIN GLOBAL HIG 366,811 4,611 0.00%
513 ALLIANCEBERNSTEIN GLOBAL HIG 1,279 16 0.00%
514 ALLIANCEBERNSTEIN HLDG L P 115,215 3,557 0.00%
515 ALLIANCEBERNSTEIN HLDG L P 52,905 1,633 0.00%
516 ALLIANCEBERNSTEIN NATL MUNI 120,348 1,648 0.00%
517 ALLIANT ENERGY CORP 84,107 5,299 0.00%
518 ALLIANT ENERGY CORP 24,702 1,556 0.00%
519 ALLIANT ENERGY CORP 8,700 548 0.00%
520 ALLIANZGI CONV INCOME FD I 550,682 4,631 0.00%
521 ALLIANZGI CONV INCOME FD I 718,970 6,047 0.00%
522 ALLIANZGI CONV & INCOME FD 746,851 6,826 0.00%
523 ALLIANZGI CONV & INCOME FD 1,056,584 9,657 0.01%
524 ALLIANZGI DIVIDEND INT PRM 517,572 8,447 0.01%
525 ALLIANZGI EQUITY CONV INCO 237,043 4,696 0.00%
526 ALLIED HEALTHCARE PRODS INC 1,608 3 0.00%
527 ALLIED MOTION TECHNOLOGIES 2,554 85 0.00%
528 ALLIED WRLD ASSUR COM HLDG A 2,246 91 0.00%
529 ALLIED WRLD ASSUR COM HLDG A 1,900 77 0.00%
530 ALLIED WRLD ASSUR COM HLDG A 191,659 7,743 0.01%
531 ALLIQUA BIOMEDICAL INC 1,137 6 0.00%
532 ALLIQUA BIOMEDICAL INC 228 1 0.00%
533 ALLISON TRANSMISSION HLDGS INC COM 46,597 1,488 0.00%
534 ALLISON TRANSMISSION HLDGS INC COM 10,077 322 0.00%
535 ALLISON TRANSMISSION HLDGS INC COM 3,000 96 0.00%
536 ALLOT COMMUNICATIONS LTD 406 4 0.00%
537 ALLSCRIPTS HEALTHCARE SOLUTN 103,309 1,236 0.00%
538 ALLSCRIPTS HEALTHCARE SOLUTN 3,800 45 0.00%
539 ALLSTATE CORP 423,979 30,175 0.02%
540 ALLSTATE CORP 60,446 4,302 0.00%
541 ALLSTATE CORP 30,911 2,200 0.00%
542 ALLSTATE CORP 25,700 1,829 0.00% Call
543 ALLSTATE CORP 22,300 1,587 0.00% Put
544 ALLY FINL INC 208,964 4,384 0.00%
545 ALLY FINL INC 100,000 2,098 0.00% Put
546 ALLY FINL INC 542,477 11,381 0.01%
547 ALLY FINL INC 30,500 640 0.00%
548 ALMADEN MINERALS LTD 11,500 10 0.00%
549 ALMADEN MINERALS LTD 16,640 15 0.00%
550 ALMOST FAMILY INC COM 26,512 1,185 0.00%
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