| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,803,435 | 16,483,000 | 17.38% | ||
| 2 | LPL Financial LLC | 1,188,573 | 10,780,000 | 11.36% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 1,168,393 | 10,680,000 | 11.26% | ||
| 4 | COHEN & STEERS CAPITAL MANAGEMENT INC | 1,086,661 | 9,932,000 | 10.47% | ||
| 5 | COHEN & STEERS, INC. | 1,086,661 | 9,932,000 | 10.47% | ||
| 6 | WELLS FARGO & COMPANY/MN | 848,581 | 7,756,000 | 8.18% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 663,396 | 6,063,000 | 6.39% | ||
| 8 | Oxbow Advisors, LLC | 440,433 | 4,026,000 | 4.24% | ||
| 9 | IFC Holdings Incorporated/FL | 399,610 | 3,624,000 | 3.82% | ||
| 10 | MORGAN STANLEY | 349,355 | 3,192,000 | 3.37% | ||
| 11 | MSI Financial Services Inc | 281,338 | 2,571,000 | 2.71% | ||
| 12 | Capital Investment Advisors, LLC | 162,718 | 1,487,000 | 1.57% | ||
| 13 | ROYAL BANK OF CANADA | 128,018 | 1,170,000 | 1.23% | ||
| 14 | Cambridge Investment Research Advisors, Inc. | 110,382 | 1,009,000 | 1.06% | ||
| 15 | Invesco Ltd. | 102,664 | 938,000 | 0.99% | ||
| 16 | Maryland Capital Management | 51,400 | 470,000 | 0.50% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 50,215 | 458,965 | 0.48% | ||
| 18 | DEUTSCHE BANK AG\ | 47,118 | 430,000 | 0.45% | ||
| 19 | Commonwealth Equity Services, Inc | 39,989 | 365,000 | 0.38% | ||
| 20 | BENJAMIN F. EDWARDS & COMPANY, INC. | 39,320 | 359,000 | 0.38% | ||
| 21 | Virtu KCG Holdings LLC | 37,928 | 347,000 | 0.37% | ||
| 22 | VSR Financial Services, Inc. | 33,695 | 308,000 | 0.32% | ||
| 23 | VICUS CAPITAL | 28,609 | 261,000 | 0.28% | ||
| 24 | Investors Capital Advisory Services | 25,800 | 235,000 | 0.25% | ||
| 25 | Cetera Advisor Networks LLC | 25,308 | 230,000 | 0.24% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,224 | 230,000 | 0.24% | ||
| 27 | HYMAN CHARLES D | 21,556 | 197,000 | 0.21% | ||
| 28 | Creative Planning | 19,096 | 175,000 | 0.18% | ||
| 29 | Private Advisor Group, LLC | 18,668 | 171,000 | 0.18% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 18,141 | 166,000 | 0.17% | ||
| 31 | CITIGROUP INC | 15,748 | 143,000 | 0.15% | ||
| 32 | Cetera Advisors LLC | 12,193 | 113,000 | 0.12% | ||
| 33 | ProVise Management Group, LLC | 11,453 | 105,000 | 0.11% | ||
| 34 | NATIONAL PLANNING CORP | 11,113 | 102,000 | 0.11% | ||
| 35 | Concert Wealth Management Inc. | 24,993 | 93,000 | 0.10% | ||
| 36 | BANK OF MONTREAL /CAN/ | 10,000 | 91,000 | 0.10% | ||
| 37 | NEXT Financial Group, Inc | 4,568 | 41,000 | 0.04% | ||
| 38 | SYNOVUS FINANCIAL CORP | 3,255 | 30,000 | 0.03% | ||
| 39 | Tower Research Capital LLC (TRC) | 2,143 | 20,000 | 0.02% | ||
| 40 | Regal Investment Advisors LLC | 1,900 | 17,000 | 0.02% | ||
| 41 | Sunbelt Securities, Inc. | 1,600 | 14,624 | 0.02% | ||
| 42 | North Star Investment Management Corp. | 1,300 | 12,000 | 0.01% | ||
| 43 | WFG Advisors, LP | 1,224 | 11,000 | 0.01% | ||
| 44 | Apriem Advisors | 1,000 | 9,000 | 0.01% | ||
| 45 | Focused Wealth Management, Inc | 700 | 6,000 | 0.01% | ||
| 46 | D.A. DAVIDSON & CO. | 332 | 3,000 | 0.00% | ||
| 47 | People's United Financial, Inc. | 200 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
