| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,904,728 | 37,733,000 | 28.76% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 810,382 | 16,054,000 | 12.23% | ||
| 3 | Karpus Management, Inc. | 465,763 | 9,227,000 | 7.03% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 447,842 | 8,870,000 | 6.76% | ||
| 5 | WELLS FARGO & COMPANY/MN | 429,462 | 8,508,000 | 6.48% | ||
| 6 | Invesco Ltd. | 281,260 | 5,572,000 | 4.25% | ||
| 7 | UBS Group AG | 237,043 | 4,696,000 | 3.58% | ||
| 8 | MORGAN STANLEY | 234,765 | 4,651,000 | 3.54% | ||
| 9 | Relative Value Partners, LLC | 185,580 | 3,676,000 | 2.80% | ||
| 10 | 1607 Capital Partners, LLC | 177,300 | 3,512,000 | 2.68% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 142,448 | 2,822,000 | 2.15% | ||
| 12 | ROYAL BANK OF CANADA | 140,570 | 2,785,000 | 2.12% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 126,523 | 2,506,000 | 1.91% | ||
| 14 | DOLIVER ADVISORS, LP | 114,455 | 2,267,000 | 1.73% | ||
| 15 | OPPENHEIMER & CO INC | 102,945 | 2,040,000 | 1.55% | ||
| 16 | LPL Financial LLC | 85,117 | 1,689,000 | 1.29% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 65,387 | 1,295,000 | 0.99% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 64,432 | 1,276,000 | 0.97% | ||
| 19 | SG Americas Securities, LLC | 62,788 | 1,244,000 | 0.95% | ||
| 20 | Global Endowment Management, LP | 60,000 | 1,189,000 | 0.91% | ||
| 21 | Virtu KCG Holdings LLC | 41,297 | 818,000 | 0.62% | ||
| 22 | ROTHSCHILD INVESTMENT LLC /IL | 38,396 | 761,000 | 0.58% | ||
| 23 | Shaker Financial Services, LLC | 33,518 | 664,000 | 0.51% | ||
| 24 | TELEMUS CAPITAL, LLC | 33,216 | 658,000 | 0.50% | ||
| 25 | CORNERSTONE ADVISORS INC | 31,812 | 630,000 | 0.48% | ||
| 26 | POINTE CAPITAL MANAGEMENT LLC | 30,031 | 595,000 | 0.45% | ||
| 27 | Curi Capital, LLC | 29,879 | 592,000 | 0.45% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,536 | 446,000 | 0.34% | ||
| 29 | Raymond James Financial Services Advisors, Inc. | 22,290 | 442,000 | 0.34% | ||
| 30 | Robert W. Baird & Co. Inc | 21,405 | 424,000 | 0.32% | ||
| 31 | Brick & Kyle, Associates | 18,825 | 373,000 | 0.28% | ||
| 32 | Concert Wealth Management Inc. | 22,843 | 365,000 | 0.28% | ||
| 33 | SHEPHERD KAPLAN KROCHUK, LLC | 16,690 | 331,000 | 0.25% | ||
| 34 | DEUTSCHE BANK AG\ | 15,500 | 306,000 | 0.23% | ||
| 35 | Cetera Advisor Networks LLC | 15,400 | 304,000 | 0.23% | ||
| 36 | CITIGROUP INC | 14,856 | 294,000 | 0.22% | ||
| 37 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,317 | 284,000 | 0.22% | ||
| 38 | Cetera Advisors LLC | 13,010 | 259,000 | 0.20% | ||
| 39 | PNC FINANCIAL SERVICES GROUP, INC. | 10,204 | 202,000 | 0.15% | ||
| 40 | BNP PARIBAS FINANCIAL MARKETS | 7,986 | 158,203 | 0.12% | ||
| 41 | Beacon Capital Management, Inc. | 6,300 | 125,000 | 0.10% | ||
| 42 | MSI Financial Services Inc | 6,073 | 120,000 | 0.09% | ||
| 43 | AMERICAN INTERNATIONAL GROUP, INC. | 4,575 | 90,631 | 0.07% | ||
| 44 | SIGNATUREFD, LLC | 3,627 | 72,000 | 0.05% | ||
| 45 | INTEGRATED WEALTH MANAGEMENT | 3,650 | 72,000 | 0.05% | ||
| 46 | Thomas J. Herzfeld Advisors, Inc. | 2,000 | 40,000 | 0.03% | ||
| 47 | B. Riley Wealth Management, Inc. | 1,850 | 36,000 | 0.03% | ||
| 48 | WFG Advisors, LP | 1,724 | 34,000 | 0.03% | ||
| 49 | D.A. DAVIDSON & CO. | 1,500 | 29,000 | 0.02% | ||
| 50 | CENTRAL TRUST Co | 1,250 | 25,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
