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ALLIANZGI CONV INCOME FD I
ALLIANZGI CONV INCOME FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 46 Institutional holders with a total value of $52,779,646.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 1,269,652 10,678,000 20.23%
2 LPL Financial LLC 645,862 5,432,000 10.29%
3 Investors Capital Advisory Services 644,748 5,422,000 10.27%
4 MORGAN STANLEY 549,967 4,625,000 8.76%
5 BANK OF AMERICA CORP /DE/ 514,741 4,329,000 8.20%
6 GUGGENHEIM CAPITAL LLC 459,918 3,868,000 7.33%
7 BB&T SECURITIES, LLC 33,059 2,780,000 5.27%
8 COHEN & STEERS CAPITAL MANAGEMENT INC 310,759 2,613,000 4.95%
9 COHEN & STEERS, INC. 310,759 2,613,000 4.95%
10 MSI Financial Services Inc 303,533 2,553,000 4.84%
11 RAYMOND JAMES & ASSOCIATES 214,787 1,806,000 3.42%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 173,463 1,459,000 2.76%
13 Capital Investment Advisors, LLC 83,323 701,000 1.33%
14 Cetera Advisors LLC 69,996 583,000 1.10%
15 WELLS FARGO & COMPANY/MN 56,658 477,000 0.90%
16 Invesco Ltd. 41,398 348,000 0.66%
17 Commonwealth Equity Services, Inc 35,235 296,000 0.56%
18 First Allied Advisory Services, Inc. 28,432 239,000 0.45%
19 AMERICAN INTERNATIONAL GROUP, INC. 26,474 222,646 0.42%
20 Cambridge Investment Research Advisors, Inc. 25,864 218,000 0.41%
21 Creative Planning 21,100 177,000 0.34%
22 Virtu KCG Holdings LLC 18,729 158,000 0.30%
23 NATIONAL PLANNING CORP 13,855 116,000 0.22%
24 HighTower Advisors, LLC 12,939 109,000 0.21%
25 WEDBUSH SECURITIES INC 11,593 97,000 0.18%
26 ROYAL BANK OF CANADA 11,524 97,000 0.18%
27 Sigma Planning Corp 11,505 97,000 0.18%
28 DEUTSCHE BANK AG\ 11,271 94,000 0.18%
29 Cetera Advisor Networks LLC 10,519 88,000 0.17%
30 IFC Holdings Incorporated/FL 10,379 86,000 0.16%
31 BANK OF MONTREAL /CAN/ 10,000 84,000 0.16%
32 PNC FINANCIAL SERVICES GROUP, INC. 9,220 78,000 0.15%
33 NEXT Financial Group, Inc 3,275 27,000 0.05%
34 GUPTA WEALTH MANAGEMENT LLC 2,922 25,000 0.05%
35 MYCIO WEALTH PARTNERS, LLC 2,950 25,000 0.05%
36 Carroll Financial Associates, Inc. 3,000 25,000 0.05%
37 Regal Investment Advisors LLC 2,362 20,000 0.04%
38 CITIGROUP INC 2,234 19,000 0.04%
39 Advisory Services Network, LLC 2,000 17,000 0.03%
40 Financial Management Professionals, Inc. 2,000 17,000 0.03%
41 Pinnacle Summer Investments, Inc. 2,051 17,000 0.03%
42 B. Riley Wealth Management, Inc. 2,000 16,000 0.03%
43 FIRST MANHATTAN CO. LLC. 1,553 13,000 0.02%
44 Focused Wealth Management, Inc 890 7,000 0.01%
45 SEI INVESTMENTS CO 759 6,000 0.01%
46 Sandy Spring Bank 281 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.