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Institutional Investment Manager
UBS Group AG
UBS Group AG (CIK: 0001610520), registered under National Commercial Banks, located at Bahnhofstrasse 45, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0000950123-15-005912) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
101 SEQUANS COMMUNICATIONS S A 121 0 0.00%
102 CHEMBIO DIAGNOSTICS INC COM NEW 25 0 0.00%
103 CHINA GERUI ADV MAT GR LTD 60 0 0.00%
104 THORATEC LABS CORP 5 0 0.00%
105 TIGER MEDIA INC 45 0 0.00%
106 HERITAGE OAKS BANCORP COM 9 0 0.00%
107 CHINA FIN ONLINE CO LTD 100 0 0.00%
108 DREYFUS STRATEGIC MUN BD FD 44 0 0.00%
109 TIMMINS GOLD CORP 560 0 0.00%
110 SharpSpring, Inc. 26 0 0.00%
111 GENERAL MTRS CO 300 0 0.00%
112 ENERGY FUELS INC 83 0 0.00%
113 Hercules Offshore Inc 200 0 0.00% Put
114 LOMBARD MEDICAL INC 91 0 0.00%
115 ESSEX RENTAL CORP 100 0 0.00%
116 PLASMATECH BIOPHARMACEUTICAL 1 0 0.00%
117 COMPANHIA SIDERURGICA NACION 100 0 0.00% Call
118 SOUTHWEST BANCORP INC OKLA COM 17 0 0.00%
119 IGNYTA INC COM 8 0 0.00%
120 BARRETT BUSINESS SERVICES IN COM 10 0 0.00%
121 DRAGONWAVE INC 4,050 0 0.00%
122 Platinum Group Metals Ltd 500 0 0.00%
123 BLACKROCK MUNIC INCM INVST T 31 0 0.00%
124 CHANTICLEER HLDGS INC WT EXP 061117 100 0 0.00%
125 CIS ACQUISITION LTD 2,000 0 0.00%
126 LIGHT & WONDER INC COM 39 0 0.00%
127 DB INVERSE JAPANESE GOVT BOND FUTURES EXCHANGE TRADED NOTES 12 0 0.00%
128 DIANA CONTAINERSHIPS INC 98 0 0.00%
129 AMTECH SYS INC 17 0 0.00%
130 PACIFIC ETHANOL INC 9 0 0.00%
131 TROVAGENE INC 100 0 0.00%
132 YANZHOU COAL MNG CO LTD 39 0 0.00%
133 GEEKNET INC 22 0 0.00%
134 INSTITUTIONAL FINL MKTS INC 84 0 0.00%
135 CESCA THERAPEUTICS INC 100 0 0.00%
136 SCHMITT INDS INC ORE 133 0 0.00%
137 TubeMogul, Inc. 25 0 0.00%
138 NORTECH SYS INC 20 0 0.00%
139 MINCO GOLD CORP 1,378 0 0.00%
140 HAWAIIAN TELCOM HOLDCO INC COM 5 0 0.00%
141 XUNLEI LTD SPONSORED ADR 52 0 0.00%
142 ELBIT IMAGING LTD 3 0 0.00%
143 NF ENERGY SAVING CORP 135 0 0.00%
144 CHINA COML CR INC 2,939 0 0.00%
145 GLOBAL TECH ADVANCED INNOVAT 45 0 0.00%
146 HARMONY GOLD MINING CO LTD 125 0 0.00%
147 CONTAINER STORE GROUP INC 3 0 0.00%
148 XTANT Medical Holdings (XTNT) 109 0 0.00%
149 ABERDEEN SINGAPORE FD INC COM 6 0 0.00%
150 SANDRIDGE MISSISSIPPIAN TR I 100 0 0.00%
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