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HERITAGE OAKS BANCORP COM
HERITAGE OAKS BANCORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 51 Institutional holders with a total value of $167,260,450.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 3,715,811 30,878,000 18.46%
2 CASTLE CREEK CAPITAL PARTNERS IV, LP 3,323,941 27,622,000 16.51%
3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 2,362,742 19,634,000 11.74%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,724,172 14,328,000 8.57%
5 BANC FUNDS CO LLC 1,573,478 13,076,000 7.82%
6 PRICE MICHAEL F 1,166,575 9,694,000 5.80%
7 VANGUARD GROUP INC 868,034 7,213,000 4.31%
8 Phocas Financial Corp. 729,625 6,063,000 3.62% SH
9 BlackRock Fund Advisors 629,555 5,232,000 3.13%
10 THB ASSET MANAGEMENT 619,336 5,146,000 3.08%
11 Stieven Capital Advisors, L.P. 462,880 3,847,000 2.30%
12 MALTESE CAPITAL MANAGEMENT LLC 342,635 2,847,000 1.70%
13 STATE STREET CORP 301,037 2,502,000 1.50%
14 Geduld E E 275,000 2,285,000 1.37%
15 STIFEL FINANCIAL CORP 230,190 1,913,000 1.14%
16 NORTHERN TRUST CORP 225,321 1,872,000 1.12%
17 BlackRock Institutional Trust Company, N.A. 191,551 1,592,000 0.95%
18 Curi Capital, LLC 186,936 1,553,000 0.93%
19 Employees Retirement System of Texas 162,000 1,346,000 0.80%
20 GEODE CAPITAL MANAGEMENT, LLC 131,334 1,091,000 0.65%
21 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 131,216 1,052,000 0.63%
22 Bank of New York Mellon Corp 100,374 834,000 0.50%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 89,805 746,000 0.45%
24 BlackRock Investment Management, LLC 74,324 618,000 0.37%
25 BLACKTHORN INVESTMENT GROUP LLC 70,000 582,000 0.35%
26 NEW YORK STATE COMMON RETIREMENT FUND 55,337 460,000 0.28%
27 Harvest Capital Strategies LLC 49,765 413,000 0.25%
28 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 41,372 344,000 0.21%
29 BRIDGEWAY CAPITAL MANAGEMENT, LLC 39,550 329,000 0.20%
30 TEACHERS ADVISORS, LLC 31,738 264,000 0.16%
31 RHUMBLINE ADVISERS 29,735 247,000 0.15%
32 PANAGORA ASSET MANAGEMENT INC 28,956 240,000 0.14%
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 27,600 230,000 0.14%
34 Monarch Partners Asset Management LLC 26,100 217,000 0.13%
35 RENAISSANCE TECHNOLOGIES LLC 18,300 152,000 0.09%
36 Nationwide Fund Advisors 16,725 139,000 0.08%
37 AMERICAN INTERNATIONAL GROUP, INC. 14,101 117,179 0.07%
38 Personal Capital Advisors Corp 14,128 117,000 0.07%
39 PARAMETRIC PORTFOLIO ASSOCIATES LLC 12,273 102,000 0.06%
40 Brandywine Global Investment Management, LLC 11,390 95,000 0.06%
41 BLACKROCK ADVISORS LLC 10,871 90,000 0.05%
42 BANK OF AMERICA CORP /DE/ 5,119 43,000 0.03%
43 MORGAN STANLEY 4,596 38,000 0.02%
44 WELLS FARGO & COMPANY/MN 3,676 31,000 0.02%
45 CITIGROUP INC 1,424 11,000 0.01%
46 ALLIANCEBERNSTEIN L.P. 600 5,000 0.00%
47 BARCLAYS PLC 678 5,000 0.00%
48 BNP PARIBAS FINANCIAL MARKETS 514 4,271 0.00%
49 PNC FINANCIAL SERVICES GROUP, INC. 110 1,000 0.00%
50 DEUTSCHE BANK AG\ 58 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.