| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Nokomis Capital, L.L.C. | 4,883,310 | 8,204,000 | 44.11% | ||
| 2 | AWM Investment Company, Inc. | 2,201,190 | 3,698,000 | 19.88% | ||
| 3 | GAM Holding AG | 1,733,820 | 2,869,000 | 15.42% | ||
| 4 | Robert W. Baird & Co. Inc | 1,613,119 | 2,710,000 | 14.57% | ||
| 5 | CREDIT AGRICOLE S A | 516,054 | 867,000 | 4.66% | ||
| 6 | MORGAN STANLEY | 99,800 | 168,000 | 0.90% | ||
| 7 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 67,000 | 76,000 | 0.41% | ||
| 8 | DEUTSCHE BANK AG\ | 3,700 | 6,000 | 0.03% | ||
| 9 | WELLS FARGO & COMPANY/MN | 600 | 1,000 | 0.01% | ||
| 10 | ROYAL BANK OF CANADA | 800 | 1,000 | 0.01% | ||
| 11 | Tower Research Capital LLC (TRC) | 100 | 0 | 0.00% | ||
| 12 | CITIGROUP INC | 71 | 0 | 0.00% | ||
| 13 | UBS Group AG | 121 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.