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Institutional Investment Manager
UBS Group AG
UBS Group AG (CIK: 0001610520), registered under National Commercial Banks, located at Bahnhofstrasse 45, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 8,404 holdings with a total value of $154,049,085,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 12 0 0.00%
2 DEUTSCHE STRATEGIC INCOME TR 41 0 0.00%
3 PACIFIC DRILLING SA LUXEMBOURG REG SHS 535 0 0.00%
4 SUTOR TECH GROUP LTD 400 0 0.00%
5 PROSHARES TR 1 0 0.00%
6 THOMPSON CREEK METALS CO COM 1,100 0 0.00% Call
7 FLEXIBLE SOLUTIONS INTL INC 296 0 0.00%
8 WISDOMTREE TR 15 0 0.00%
9 NW Biotherapeutics 17WTS 162 0 0.00%
10 FLAMEL TECHNOLOGIES SA SPONSORED ADR 36 0 0.00%
11 Hercules Offshore 112 0 0.00%
12 SCHWAB FUNDAMENTAL 17 0 0.00%
13 COMPANHIA SIDERURGICA NACION 100 0 0.00% Call
14 Mechel Open Joint Stock Co. AD 500 0 0.00% Put
15 HARVEST NATURAL RESOURCES IN 869 0 0.00%
16 ELEMENTS S&P COMMODITY TRENDS INDICATOR -- TOTAL RETURN ETN 61 0 0.00%
17 6d Global Technologies 7,364 0 0.00%
18 PARAMOUNT GOLD NEV CORP 290 0 0.00%
19 AXION PWR INTL INC 500 0 0.00%
20 ASCENT SOLAR TECHNOLOGIES INC COM NEW 300 0 0.00%
21 FIELDPOINT PETROLEUM CORP WT EXP 032318 3,000 0 0.00%
22 METHES ENERGIES INTL LTD 6,300 0 0.00%
23 ALDEYRA THERAPEUTICS INC 69 0 0.00%
24 VERICEL CORP 7 0 0.00%
25 AMREP CORP NEW 12 0 0.00%
26 OVERSEAS SHIPHOLDING GROUP I 63 0 0.00%
27 INDIA GLOBALIZATION CAP CW11 EXP 3/6/15 2,167 0 0.00%
28 GILAT SATELLITE NETWORKS LTD 12 0 0.00%
29 CHINA JO-JO DRUGSTORES INC 200 0 0.00%
30 SIFY TECHNOLOGIES LTD 125 0 0.00%
31 Oi Sa 478 0 0.00%
32 GALECTIN THERAPEUTICS INC COM 90 0 0.00%
33 MEDOVEX CORP 6,052 0 0.00%
34 GRNHNTR ENRGY 200 0 0.00%
35 ParkerVision, Inc. 1,500 0 0.00% Call
36 C B PHARMA ACQUISITION CORP 1,100 0 0.00%
37 DELCATH SYS INC COM NEW 94 0 0.00%
38 UQM TECHNOLOGIES INC COM 591 0 0.00%
39 CELGENE CORP 43 0 0.00%
40 CESCA THERAPEUTICS INC 100 0 0.00%
41 ARMCO METALS HLDGS INC 1,146 0 0.00%
42 BANCO BRADESCO S A 67 0 0.00%
43 HONGLI CLEAN ENERGY TECHNOLO 73 0 0.00%
44 BIOSTAR PHARMACEUTICALS INC 121 0 0.00%
45 Mechel Open Joint Stock Co. AD 100 0 0.00% Call
46 CHINA METRO-RURAL HLDGS LTD 349 0 0.00%
47 POINTS INTL LTD COM NEW 44 0 0.00%
48 TRANSATLANTIC PETROLEUM LTD 60 0 0.00%
49 ARCA BIOPHARMA INCORPORATED COM PAR .001 27 0 0.00%
50 JASON INDS INC 10,889 0 0.00%
Page 1 of 169

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-014825, filed 2016.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.