| 1 |
Saba Capital Management, L.P. |
364,934 |
3,835,000 |
26.11% |
|
|
| 2 |
Yorktown Management & Research Co Inc |
102,513 |
1,767,000 |
12.03% |
|
|
| 3 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
159,067 |
1,672,000 |
11.38% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
105,015 |
1,104,000 |
7.52% |
|
|
| 5 |
CREDIT SUISSE AG/ |
100,097 |
1,052,000 |
7.16% |
|
|
| 6 |
CITIGROUP INC |
80,939 |
851,000 |
5.79% |
|
|
| 7 |
AMERIPRISE FINANCIAL INC |
73,109 |
768,000 |
5.23% |
|
|
| 8 |
SII INVESTMENTS INC/WI |
60,272 |
638,000 |
4.34% |
|
|
| 9 |
CORNERSTONE ADVISORS INC |
53,445 |
562,000 |
3.83% |
|
|
| 10 |
Capital Investment Advisors, LLC |
41,752 |
439,000 |
2.99% |
|
|
| 11 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
34,909 |
367,000 |
2.50% |
|
|
| 12 |
MORGAN STANLEY |
28,779 |
303,000 |
2.06% |
|
|
| 13 |
RAYMOND JAMES & ASSOCIATES |
23,720 |
249,000 |
1.70% |
|
|
| 14 |
WOLVERINE ASSET MANAGEMENT LLC |
22,135 |
232,000 |
1.58% |
|
|
| 15 |
ProVise Management Group, LLC |
21,500 |
226,000 |
1.54% |
|
|
| 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
20,737 |
218,000 |
1.48% |
|
|
| 17 |
ROYAL BANK OF CANADA |
13,404 |
141,000 |
0.96% |
|
|
| 18 |
Bangor Savings Bank |
11,670 |
123,000 |
0.84% |
|
|
| 19 |
Creative Planning |
3,713 |
39,000 |
0.27% |
|
|
| 20 |
MSI Financial Services Inc |
3,724 |
39,000 |
0.27% |
|
|
| 21 |
Thomas J. Herzfeld Advisors, Inc. |
1,850 |
19,000 |
0.13% |
|
|
| 22 |
FIFTH THIRD BANCORP |
1,672 |
18,000 |
0.12% |
|
|
| 23 |
THOMPSON DAVIS & CO., INC. |
1,000 |
11,000 |
0.07% |
|
|
| 24 |
WELLS FARGO & COMPANY/MN |
701 |
7,000 |
0.05% |
|
|
| 25 |
BANK OF AMERICA CORP /DE/ |
668 |
7,000 |
0.05% |
|
|
| 26 |
Gradient Investments LLC |
60 |
1,000 |
0.01% |
|
|
| 27 |
UBS Group AG |
41 |
0 |
0.00% |
|
|
