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Institutional Investment Manager
Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC (CIK: 0001616026) incorporated in Washington, located at 2211 Rimland Drive, Bellingham, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 696 holdings with a total value of $142,634,000.
#
Name
Shares
Value ($)
%
Options
Notes
551 GEVO INC 4,000 2,000 0.00%
552 UNITED STS 12 MONTH OIL FD L 128 2,000 0.00%
553 SILICON MOTION TECHN 37 2,000 0.00%
554 ProShares TR 100 2,000 0.00%
555 HERBALIFE LTD 33 2,000 0.00%
556 NORWEGIAN CRUISE LINE HLDG L 50 2,000 0.00%
557 ENERGY TRANSFER PRTNRS L P 67 2,000 0.00%
558 CHEGG INC COM 295 2,000 0.00%
559 COEUR MNG INC 161 2,000 0.00%
560 DEVON ENERGY CORP NEW 45 2,000 0.00%
561 PROSHARES TR 50 2,000 0.00%
562 SILVER BAY RLTY TR CORP 125 2,000 0.00%
563 Park City Group Inc 200 2,000 0.00%
564 EXELON CORP 58 2,000 0.00%
565 GOLDCORP INC NEW 150 2,000 0.00%
566 MANULIFE FINL CORP 163 2,000 0.00%
567 STATOIL ASA 96 2,000 0.00%
568 BLACKROCK ENHANCED EQT DIV T 287 2,000 0.00%
569 XPO LOGISTICS INC 61 2,000 0.00%
570 CAL MAINE FOODS INC 50 2,000 0.00%
571 PUBLIC STORAGE 10 2,000 0.00%
572 RYDEX ETF TRUST 15 2,000 0.00%
573 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 73 2,000 0.00%
574 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 599 2,000 0.00%
575 TELEFONICA S A 149 2,000 0.00%
576 LL FLOORING HOLDINGS INC COM 87 2,000 0.00%
577 FRONTIER COMMUNICATIONS CORP 559 2,000 0.00%
578 BROOKDALE SR LIVING INC 95 2,000 0.00%
579 TRUECAR INC 200 2,000 0.00%
580 WISDOMTREE TR 102 2,000 0.00%
581 TENET HEALTHCARE CORP 75 2,000 0.00%
582 VCA INCORPORATED 25 2,000 0.00%
583 KINROSS GOLD CORP 545 2,000 0.00%
584 SEADRILL PARTNERS LLC 515 2,000 0.00%
585 TABLEAU SOFTWARE INC 37 2,000 0.00%
586 ALPS ETF TR 95 2,000 0.00%
587 ABIOMED INC 14 2,000 0.00%
588 B2GOLD CORP 700 2,000 0.00%
589 WENDYS CO 170 2,000 0.00%
590 SEADRILL LIMITED 1,031 2,000 0.00%
591 VANECK ETF TRUST 51 2,000 0.00%
592 OFFICE DEPOT INC 500 2,000 0.00%
593 DDR CORP 121 2,000 0.00%
594 RESTAURANT BRANDS INTL INC 43 2,000 0.00%
595 MOBILEYE N V AMSTELVEEN 50 2,000 0.00%
596 CRITEO S A 60 2,000 0.00%
597 INTERCONTINENTAL EXCHANGE IN 8 2,000 0.00%
598 UNIVERSAL INS HLDGS INC 80 2,000 0.00%
599 TIME INC NEW 131 2,000 0.00%
600 HI-CRUSH PARTNERS LP 112 2,000 0.00%
Page 12 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001616026-16-000008, filed 2016.11.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.