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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 90 Institutional holders with a total value of $306,577,558.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRONTIER INVESTMENT MGMT CO 95,029 147,875,000 48.23%
2 PEAK FINANCIAL MANAGEMENT, INC. 105,361 16,395,000 5.35%
3 BERGANKDV WEALTH MANAGEMENT, LLC 81,503 12,683,000 4.14%
4 MORGAN STANLEY 73,509 11,439,000 3.73%
5 LPL Financial LLC 61,152 9,433,000 3.08%
6 UBS Group AG 60,362 9,393,000 3.06%
7 BANK OF AMERICA CORP /DE/ 60,070 9,347,000 3.05%
8 MAI Capital Management 53,438 8,316,000 2.71%
9 RAYMOND JAMES & ASSOCIATES 46,450 7,228,000 2.36%
10 WELLS FARGO & COMPANY/MN 36,847 5,734,000 1.87%
11 ROYAL BANK OF CANADA 34,753 5,407,000 1.76%
12 Legacy Private Trust Co. 29,355 4,568,000 1.49%
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 29,020 4,516,000 1.47%
14 Tower Research Capital LLC (TRC) 24,033 3,740,000 1.22%
15 GOLDMAN SACHS GROUP INC 23,620 3,676,000 1.20%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,537 3,662,000 1.19%
17 ADVISOR GROUP, INC. 23,412 3,644,000 1.19%
18 FCA CORP /TX 21,916 3,410,000 1.11%
19 Hartford Financial Management Inc. 19,932 3,101,000 1.01%
20 Ironsides Asset Advisors, LLC 16,669 2,594,000 0.85%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,227 2,055,000 0.67%
22 CAHILL FINANCIAL ADVISORS INC 13,057 2,032,000 0.66%
23 Country Club Trust Company, n.a. 12,171 1,894,000 0.62%
24 ADVISOR CONSULTANT NETWORK INC 12,171 1,894,000 0.62%
25 Commonwealth Equity Services, Inc 10,408 1,620,000 0.53%
26 JANE STREET GROUP, LLC 10,227 1,591,000 0.52%
27 HOWE & RUSLING INC 7,134 1,110,000 0.36%
28 CITADEL ADVISORS LLC 7,111 1,107,000 0.36%
29 HighTower Advisors, LLC 7,082 1,094,000 0.36%
30 Raymond James Financial Services Advisors, Inc. 6,946 1,081,000 0.35%
31 Spectrum Asset Management, Inc. (NB/CA) 6,594 1,026,000 0.33%
32 VALICENTI ADVISORY SERVICES INC 6,330 985,000 0.32%
33 BRUDERMAN ASSET MANAGEMENT, LLC 6,153 958,000 0.31%
34 Somerset Group LLC 5,320 828,000 0.27%
35 SG Americas Securities, LLC 5,022 781,000 0.25%
36 MILLENNIUM MANAGEMENT LLC 4,790 745,000 0.24%
37 STIFEL FINANCIAL CORP 4,231 652,000 0.21%
38 Concert Wealth Management Inc. 4,079 626,000 0.20%
39 Friedenthal Financial 3,681 573,000 0.19%
40 Advisory Services Network, LLC 3,289 512,000 0.17%
41 Virtu KCG Holdings LLC 3,183 495,000 0.16%
42 SII INVESTMENTS INC/WI 3,084 478,000 0.16%
43 LATHROP INVESTMENT MANAGEMENT CO 3,032 472,000 0.15%
44 TOCQUEVILLE ASSET MANAGEMENT L.P. 3,000 467,000 0.15%
45 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 2,920 454,000 0.15%
46 Cambridge Investment Research Advisors, Inc. 2,854 444,000 0.14%
47 ProVise Management Group, LLC 2,776 432,000 0.14%
48 LifePlan Financial Group, Inc 2,167 337,000 0.11%
49 Cetera Advisor Networks LLC 1,760 274,000 0.09%
50 Sigma Planning Corp 1,556 242,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.