Dark
Light
System
Institutional Investment Manager
Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC (CIK: 0001616026) incorporated in Washington, located at 2211 Rimland Drive, Bellingham, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 672 holdings with a total value of $151,673,000.
#
Name
Shares
Value ($)
%
Options
Notes
551 HI-CRUSH PARTNERS LP 112 2,000 0.00%
552 ADVISORSHARES TR 200 2,000 0.00%
553 PERRIGO CO PLC 25 2,000 0.00%
554 NAUTILUS INC 133 2,000 0.00%
555 ACCO BRANDS CORPORATION COM 141 2,000 0.00%
556 MELLANOX TECHNOLOGIES LTD 50 2,000 0.00%
557 TIME INC NEW 127 2,000 0.00%
558 CEMPRA INC 875 2,000 0.00%
559 WISDOMTREE JAPAN 45 2,000 0.00%
560 FRONTIER COMMUNICATIONS CORP 559 2,000 0.00%
561 PUBLIC STORAGE 10 2,000 0.00%
562 ALPS ETF TR 95 2,000 0.00%
563 SUPERIOR ENERGY SVCS INC 141 2,000 0.00%
564 MANNATECH INC 100 2,000 0.00%
565 COMPANHIA ENERGETICA DE MINA 1,095 2,000 0.00%
566 NXP SEMICONDUCTORS N V 25 2,000 0.00%
567 B2GOLD CORP 700 2,000 0.00%
568 CAL MAINE FOODS INC 50 2,000 0.00%
569 NEPTUNE TECHNOLOGIES BIORESO 2,500 2,000 0.00%
570 VANECK VECTORS ETF TR 102 2,000 0.00%
571 ABIOMED INC 14 2,000 0.00%
572 UNIVERSAL INS HLDGS INC 80 2,000 0.00%
573 DIREXION SHS ETF TR 100 2,000 0.00%
574 XYLEM INC 32 2,000 0.00%
575 DDR CORP 121 2,000 0.00%
576 KANDI TECHNOLOGIES GROUP INC 400 2,000 0.00%
577 WISDOMTREE TR 102 2,000 0.00%
578 ELDORADO GOLD CORP NEW 750 2,000 0.00%
579 LIBERTY MEDIA HOLDING CP INTER A 98 2,000 0.00%
580 CHEGG INC COM 295 2,000 0.00%
581 PROSHARES TR 50 2,000 0.00%
582 PROSHARES TR 100 2,000 0.00%
583 GOVERNMENT PPTYS INCOME TR 115 2,000 0.00%
584 HARMONY GOLD MINING CO LTD 1,071 2,000 0.00%
585 SUNTRUST BKS INC 33 2,000 0.00%
586 NOVO-NORDISK A S 55 2,000 0.00%
587 INOVIO PHARMACEUTICALS INC 338 2,000 0.00%
588 CRITEO S A 60 2,000 0.00%
589 NORWEGIAN CRUISE LINE HLDG L 50 2,000 0.00%
590 VCA INCORPORATED 25 2,000 0.00%
591 ENERGY TRANSFER PRTNRS L P 67 2,000 0.00% PRN
592 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 599 2,000 0.00%
593 OMNICOM GROUP INC 23 2,000 0.00%
594 CUSTOMERS BANCORP INC COM 50 2,000 0.00%
595 SALESFORCE COM INC 15 1,000 0.00%
596 LEGG MASON INC 20 1,000 0.00%
597 DIREXION SHS ETF TR 100 1,000 0.00%
598 WESTPORT FUEL SYSTEMS INC 1,000 1,000 0.00%
599 BROOKDALE SR LIVING INC 95 1,000 0.00%
600 TELEFONAKTIEBOLAGET LM ERICS 160 1,000 0.00%
Page 12 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001616026-17-000002, filed 2017.02.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.