Dark
Light
System
Security
ADVISORSHARES TR
ADVISORSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 41 Institutional holders with a total value of $48,190,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,493,417 13,814,000 28.67%
2 HighTower Advisors, LLC 887,197 8,209,000 17.03%
3 WELLS FARGO & COMPANY/MN 612,883 5,670,000 11.77%
4 ROYAL BANK OF CANADA 402,408 3,722,000 7.72%
5 STIFEL FINANCIAL CORP 386,757 3,575,000 7.42%
6 Janney Montgomery Scott LLC 189,745 1,755,000 3.64%
7 UBS Group AG 189,560 1,753,000 3.64%
8 Commonwealth Equity Services, Inc 168,195 1,556,000 3.23%
9 WOODMONT INVESTMENT COUNSEL LLC 132,150 1,222,000 2.54%
10 NATIONAL PLANNING CORP 100,853 919,000 1.91%
11 MSI Financial Services Inc 83,394 771,000 1.60%
12 INTELLECTUS PARTNERS, LLC 71,450 661,000 1.37%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 69,520 643,000 1.33%
14 WEDBUSH SECURITIES INC 46,618 431,000 0.89%
15 LPL Financial LLC 45,425 418,000 0.87%
16 Virtu KCG Holdings LLC 36,857 341,000 0.71%
17 V WEALTH MANAGEMENT,LLC 33,460 310,000 0.64%
18 BANK OF AMERICA CORP /DE/ 33,508 310,000 0.64%
19 CIBC BANK USA 27,085 251,000 0.52%
20 Jacobus Wealth Management, Inc. 27,085 251,000 0.52%
21 Moors & Cabot, Inc. 24,300 225,000 0.47%
22 STEPHENS INC /AR/ 22,000 204,000 0.42%
23 CITADEL ADVISORS LLC 17,088 158,000 0.33%
24 TWO SIGMA SECURITIES, LLC 15,938 147,000 0.31%
25 RAYMOND JAMES & ASSOCIATES 14,170 131,000 0.27%
26 BANK OF MONTREAL /CAN/ 13,200 124,000 0.26%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,171 113,000 0.23%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,300 105,000 0.22% Put
29 JANE STREET GROUP, LLC 11,267 104,000 0.22%
30 IFP ADVISORS, INC 9,375 87,000 0.18%
31 JPMORGAN CHASE & CO 5,214 48,000 0.10%
32 SIMPLEX TRADING, LLC 4,291 39,000 0.08%
33 Orion Porfolio Solutions, LLC 3,361 31,000 0.06%
34 ENVESTNET ASSET MANAGEMENT INC 3,190 30,000 0.06%
35 WEBSTER BANK, N. A. 3,047 28,000 0.06%
36 ADVISOR GROUP, INC. 2,500 23,000 0.05%
37 WFG Advisors, LP 533 5,000 0.01%
38 Creative Planning 385 4,000 0.01%
39 Tradewinds Capital Management, LLC 200 2,000 0.00%
40 CUTLER GROUP LLC / CA 400 0 0.00% Put
41 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.