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Institutional Investment Manager
NEXT Financial Group, Inc
NEXT Financial Group, Inc (CIK: 0001616654) incorporated in Texas, located at 11740 Katy Freeway, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 1,985 holdings with a total value of $290,129,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 HERON THERAPEUTICS INC COM 2 0 0.00%
152 KBR INC 9 0 0.00%
153 WHITEWAVE FOODS CO 10 0 0.00%
154 MOLYCORP INC DEL 7,000 0 0.00% PRN
155 GLOBAL X FDS 8 0 0.00%
156 CNO FINL GROUP INC 50 0 0.00%
157 * SANDRIDGE ENERGY INC COM 1,725 1,000 0.00%
158 FIDELITY 50 1,000 0.00%
159 BITAUTO HLDGS LIMITED SPONSORED ADS 20 1,000 0.00%
160 Clarcor Inc Com 24 1,000 0.00%
161 ACHILLION PHARMACEUTICALS IN 200 1,000 0.00%
162 UNITED MICROELECTRONICS CORP 500 1,000 0.00%
163 TERADYNE INC 100 1,000 0.00%
164 DISCOVERY COMMUNICATNS NEW 55 1,000 0.00%
165 VANGUARD INDEX FDS 18 1,000 0.00%
166 FIRST NIAGARA FINL GP INC 200 1,000 0.00%
167 ANSYS 19 1,000 0.00%
168 MACK-CALI REALTY CORP COM 85 1,000 0.00%
169 SEMTECH CORP COM 100 1,000 0.00%
170 SABRA HEALTH CARE REIT INC 50 1,000 0.00%
171 HANCOCK JOHN FINL OPPTYS FD 62 1,000 0.00%
172 HANCOCK JOHN PFD INCOME FD 100 1,000 0.00%
173 Aaron's Inc 30 1,000 0.00%
174 LAS VEGAS SANDS CORP 23 1,000 0.00%
175 ARCH COAL INC 5,000 1,000 0.00%
176 POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIO 30 1,000 0.00%
177 ESPEY MFG & ELECTRS CORP COM 50 1,000 0.00%
178 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 206 1,000 0.00%
179 KNOWLES CORP COM 100 1,000 0.00%
180 MANITOWOC INC COM 100 1,000 0.00%
181 INNOVIVA INC COM 100 1,000 0.00%
182 OPOWER INC 100 1,000 0.00%
183 SCHWAB U.S. BROAD MARKET ETF 30 1,000 0.00%
184 ELECTRONIC ARTS INC 25 1,000 0.00%
185 INTERPUBLIC GROUP COS INC 102 1,000 0.00%
186 AMBEV SA 250 1,000 0.00%
187 POWERSHS DB MULTI SECT COMM 43 1,000 0.00%
188 CLAYMORE EXCHANGE TRD FD TR 38 1,000 0.00%
189 SEARS HLDGS CORP 64 1,000 0.00%
190 ENGILITY HLDGS INC NEW COM 46 1,000 0.00%
191 FIRST TR EXCHANGE TRADED FD 100 1,000 0.00%
192 ARMOUR RESIDENTIAL REIT 657 1,000 0.00%
193 LIBERTY TRIPADVISOR HLDGS INC COM SER A 48 1,000 0.00%
194 ABERCROMBIE & FITCH CO 49 1,000 0.00%
195 CUSHING MLP TOTAL RETURN FUND 400 1,000 0.00%
196 BLDRS INDEX FUNDS TRUST DEVELOPED MKTS 100 ADR IDX FD 75 1,000 0.00%
197 OCEANEERING INTL INC 30 1,000 0.00%
198 POOL CORPORATION 17 1,000 0.00%
199 ISHARES INC 61 1,000 0.00%
200 RINGCENTRAL INC 100 1,000 0.00%
Page 4 of 40

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-15-000366, filed 2015.07.29).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.