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CUSHING MLP TOTAL RETURN FUND
CUSHING MLP TOTAL RETURN FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 37 Institutional holders with a total value of $28,055,263.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 3,432,374 12,260,000 43.70%
2 AMERICAN INTERNATIONAL GROUP, INC. 1,344,908 4,949,263 17.64%
3 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 541,400 1,987,000 7.08%
4 OPPENHEIMER & CO INC 423,658 1,559,000 5.56%
5 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 338,396 1,245,000 4.44%
6 MORGAN STANLEY 295,718 1,088,000 3.88%
7 Thomas J. Herzfeld Advisors, Inc. 218,220 799,000 2.85%
8 STIFEL FINANCIAL CORP 152,600 562,000 2.00%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 135,606 499,000 1.78%
10 Invesco Ltd. 125,171 461,000 1.64%
11 WOLVERINE ASSET MANAGEMENT LLC 117,185 431,000 1.54%
12 MARINER INVESTMENT GROUP LLC 68,000 250,000 0.89%
13 TCTC Holdings, LLC 63,284 233,000 0.83%
14 LEVIN CAPITAL STRATEGIES, L.P. 60,331 222,000 0.79%
15 RAYMOND JAMES TRUST N.A. 56,455 208,000 0.74%
16 Round Table Services, LLC 53,300 196,000 0.70%
17 TFS CAPITAL LLC 47,708 176,000 0.63%
18 BANK OF AMERICA CORP /DE/ 27,225 100,000 0.36%
19 SIGNET FINANCIAL MANAGEMENT, LLC 26,752 98,000 0.35%
20 Commonwealth Equity Services, Inc 25,756 95,000 0.34%
21 Cetera Advisor Networks LLC 21,098 84,000 0.30%
22 ROYAL BANK OF CANADA 22,648 83,000 0.30%
23 UBS Group AG 18,633 69,000 0.25%
24 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 18,174 67,000 0.24%
25 WELLS FARGO & COMPANY/MN 17,084 63,000 0.22%
26 WEDBUSH SECURITIES INC 16,084 59,000 0.21%
27 US BANCORP \DE\ 13,904 51,000 0.18%
28 Private Advisor Group, LLC 12,750 47,000 0.17%
29 Virtu KCG Holdings LLC 10,111 37,000 0.13%
30 WESTPORT RESOURCES MANAGEMENT INC 5,300 20,000 0.07%
31 Brookstone Capital Management 5,200 19,000 0.07%
32 BLACKROCK ADVISORS LLC 4,442 16,000 0.06%
33 Transamerica Financial Advisors, LLC 2,000 8,000 0.03%
34 CITIGROUP INC 2,300 8,000 0.03%
35 WFG Advisors, LP 1,000 4,000 0.01%
36 Advisory Services Network, LLC 344 1,000 0.00%
37 NEXT Financial Group, Inc 400 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.