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HANCOCK JOHN PFD INCOME FD
HANCOCK JOHN PFD INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 40 Institutional holders with a total value of $37,218,506.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 315,457 6,116,000 16.43%
2 UBS Group AG 247,626 4,801,000 12.90%
3 Invesco Ltd. 225,704 4,376,000 11.76%
4 LPL Financial LLC 162,522 3,192,000 8.58%
5 BANK OF AMERICA CORP /DE/ 119,446 2,316,000 6.22%
6 CREDIT SUISSE AG/ 112,501 2,181,000 5.86%
7 PRING TURNER CAPITAL GROUP INC 84,600 1,640,000 4.41%
8 Commonwealth Equity Services, Inc 81,571 1,582,000 4.25%
9 Capital Investment Advisors, LLC 71,652 1,389,000 3.73%
10 MORGAN STANLEY 68,575 1,330,000 3.57%
11 TSP Capital Management Group, LLC 53,700 1,041,000 2.80%
12 COHEN & STEERS, INC. 48,349 937,000 2.52%
13 WELLS FARGO & COMPANY/MN 47,582 922,000 2.48%
14 Investors Capital Advisory Services 43,215 837,000 2.25%
15 VICUS CAPITAL 30,192 585,000 1.57%
16 Cambridge Investment Research Advisors, Inc. 29,704 576,000 1.55%
17 INVESTMENT CENTERS OF AMERICA INC 28,252 557,000 1.50%
18 MONROE BANK & TRUST/MI 23,043 447,000 1.20%
19 NWAM LLC 20,000 386,000 1.04%
20 ROYAL BANK OF CANADA 17,572 341,000 0.92%
21 Evanson Asset Management, LLC 13,128 255,000 0.69%
22 Cetera Advisor Networks LLC 11,364 239,000 0.64%
23 Windsor Capital Management, LLC 11,945 231,000 0.62%
24 ProVise Management Group, LLC 10,000 194,000 0.52%
25 WFG Advisors, LP 9,907 192,000 0.52%
26 AMERICAN INTERNATIONAL GROUP, INC. 9,669 187,482 0.50%
27 PNC FINANCIAL SERVICES GROUP, INC. 6,071 118,000 0.32%
28 ASSET PLANNING SERVICES, LTD. 3,087 60,000 0.16%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,508 49,000 0.13%
30 Tower Research Capital LLC (TRC) 2,251 44,000 0.12%
31 Simplicity Solutions, LLC 1,000 19,390 0.05%
32 CITY HOLDING CO 1,000 19,000 0.05%
33 Advisory Services Network, LLC 978 19,000 0.05%
34 Winslow, Evans & Crocker, Inc. 600 11,634 0.03%
35 Regal Investment Advisors LLC 500 9,000 0.02%
36 BANK OF MONTREAL /CAN/ 344 7,000 0.02%
37 CAPTRUST FINANCIAL ADVISORS 295 6,000 0.02%
38 US BANCORP \DE\ 200 4,000 0.01%
39 Brookstone Capital Management 27 1,000 0.00%
40 NEXT Financial Group, Inc 100 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.