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HANCOCK JOHN FINL OPPTYS FD
HANCOCK JOHN FINL OPPTYS FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 46 Institutional holders with a total value of $88,009,350.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,355,629 36,873,000 41.90%
2 PATTEN & PATTEN INC/TN 328,335 8,931,000 10.15%
3 NORTH STAR ASSET MANAGEMENT INC 230,573 6,272,000 7.13%
4 BANK OF AMERICA CORP /DE/ 207,878 5,654,000 6.42%
5 WELLS FARGO & COMPANY/MN 180,304 4,904,000 5.57%
6 ROYAL BANK OF CANADA 114,861 3,124,000 3.55%
7 FCA CORP /TX 113,419 3,085,000 3.51%
8 Lebenthal Holdings,LLC 86,436 2,351,000 2.67%
9 Invesco Ltd. 71,042 1,932,000 2.20%
10 ORLEANS CAPITAL MANAGEMENT CORP/LA 70,543 1,919,000 2.18%
11 UBS Group AG 56,180 1,529,000 1.74%
12 RAYMOND JAMES & ASSOCIATES 52,634 1,432,000 1.63%
13 CORNERSTONE ADVISORS INC 41,016 1,116,000 1.27%
14 Point View Wealth Management, Inc. 38,720 1,053,000 1.20%
15 Janney Montgomery Scott LLC 37,673 1,024,706 1.16%
16 LPL Financial LLC 35,831 981,000 1.11%
17 HSBC HOLDINGS PLC 34,110 928,000 1.05%
18 Patten Group, Inc. 23,080 627,776 0.71%
19 JPMORGAN CHASE & CO 18,031 490,000 0.56%
20 BB&T SECURITIES, LLC 17,793 483,000 0.55%
21 Commonwealth Equity Services, Inc 17,726 482,000 0.55%
22 Community Bank of Raymore 16,900 458,000 0.52%
23 Concert Wealth Management Inc. 11,574 316,000 0.36%
24 Virtu KCG Holdings LLC 10,153 276,000 0.31%
25 J.P. Morgan Private Wealth Advisors LLC 9,683 263,000 0.30%
26 PARAMETRIC PORTFOLIO ASSOCIATES LLC 9,148 249,000 0.28%
27 WEDBUSH SECURITIES INC 8,756 238,000 0.27%
28 CSS LLC/IL 8,500 231,000 0.26%
29 D.A. DAVIDSON & CO. 6,400 174,000 0.20%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,406 147,000 0.17%
31 Winslow, Evans & Crocker, Inc. 5,102 138,748 0.16%
32 People's United Financial, Inc. 4,000 109,000 0.12%
33 First Horizon Advisors, Inc. 3,200 87,000 0.10%
34 Manchester Capital Management LLC 1,100 30,000 0.03%
35 FIRST MANHATTAN CO. LLC. 759 20,000 0.02%
36 US BANCORP \DE\ 499 14,000 0.02%
37 CENTRAL TRUST Co 500 14,000 0.02%
38 Bartlett & Co. LLC 425 12,000 0.01%
39 FIFTH THIRD BANCORP 382 10,000 0.01%
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 377 10,000 0.01%
41 First City Capital Management, Inc. 225 6,120 0.01%
42 US FINANCIAL ADVISORS, LLC 222 6,000 0.01%
43 ADVANTAGE INVESTMENT MANAGEMENT, LLC 209 6,000 0.01%
44 DEUTSCHE BANK AG\ 83 2,000 0.00%
45 NEXT Financial Group, Inc 62 1,000 0.00%
46 PNC FINANCIAL SERVICES GROUP, INC. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.