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Institutional Investment Manager
NEXT Financial Group, Inc
NEXT Financial Group, Inc (CIK: 0001616654) incorporated in Texas, located at 11740 Katy Freeway, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 1,929 holdings with a total value of $268,460,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 GALENA BIOPHARMA INC 500 0 0.00%
52 COMPUTER SCIENCES CORP 11 0 0.00%
53 BLACKHAWK NETWORK 12 0 0.00%
54 OI SA 28 0 0.00%
55 UBS GROUP AG 50 0 0.00%
56 OI S.A. 4 0 0.00%
57 CYTRX CORP 250 0 0.00%
58 GENERAL MOLY INC 300 0 0.00%
59 EDUCATION RLTY TR INC 17 0 0.00%
60 EAGLE BULK SHIPPING INC 5 0 0.00%
61 DCT Industrial Trust Inc 25 0 0.00%
62 BEST BUY INC 16 0 0.00%
63 GOLD FIELDS LTD NEW 100 0 0.00%
64 GRAPHIC PACKAGING HLDG CO 66 0 0.00%
65 TEKLA HEALTHCARE INVS 2 0 0.00%
66 AVNET INC 17 0 0.00%
67 GENCO SHIPPING & TRADING LTD 189 0 0.00%
68 HEARTLAND EXPRESS INC COM 34 0 0.00%
69 HIBBETT INC COM 0 0 0.00%
70 CITIZENS FINL GROUP INC 4 0 0.00%
71 HI-CRUSH PARTNERS LP 100 0 0.00%
72 HSN Inc 8 0 0.00%
73 ARCELORMITTAL SA LUXEMBOURG 8 0 0.00%
74 HYDROGENICS CORP NEW 10 0 0.00%
75 CASI PHARMACEUTICALS INC COM 2 0 0.00%
76 STRATA SKIN SCIENCES INC COM 40 0 0.00%
77 ANDERSONS INC COM 18 0 0.00%
78 ING GROEP N V 10 0 0.00%
79 YINGLI GREEN ENERGY HLDG CO 15 0 0.00%
80 NORDIC AMERICAN OFFSHORE LTD 138 0 0.00%
81 VRINGO INC 250 0 0.00%
82 COHEN STEERS INC 23 0 0.00%
83 TOP SHIPS INC 1 0 0.00%
84 InterDigital Inc 29 0 0.00%
85 INTELIQUENT ORD 24 0 0.00%
86 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 0 0 0.00%
87 RMR GROUP INC 59 0 0.00%
88 INTERVAL LEISURE GROUP INC 8 0 0.00%
89 INVESCO SR INCOME TR 200 0 0.00%
90 ISHARES INC 22 0 0.00%
91 WP GLIMCHER IN COM 24 0 0.00%
92 DEXCOM INC 1 0 0.00%
93 FERRARI N V COM ADDED 10 0 0.00%
94 ISHARES 0 0 0.00%
95 CSRA INC 11 0 0.00%
96 FIDELITY NATIONAL FINANCIAL 1 0 0.00%
97 DIAMOND OFFSHR DRILLING 7 0 0.00%
98 AMARIN CORP PLC 500 0 0.00%
99 Dir Daily Nat Gas Rel 40 0 0.00%
100 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 8 0 0.00%
Page 2 of 39

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001420506-16-000708, filed 2016.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.