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Institutional Investment Manager
NEXT Financial Group, Inc
NEXT Financial Group, Inc (CIK: 0001616654) incorporated in Texas, located at 11740 Katy Freeway, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 1,929 holdings with a total value of $268,460,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 GOODYEAR TIRE & RUBR CO 11,730 383,000 0.14%
152 NATIONAL GRID PLC 5,481 381,000 0.14%
153 VANGUARD INDEX FDS 2,027 378,000 0.14%
154 SVB FINANCIAL GROUP 3,178 377,000 0.14%
155 ISHARES TR 3,333 375,000 0.14%
156 ISHARES 10-20 YEAR TREASURY BOND ETF 2,678 359,000 0.13%
157 ISHARES TR 8,426 352,000 0.13%
158 ISHARES MSCI ETF IRELAND CAPPD INVESTABLE 8,436 350,000 0.13%
159 DELTA AIRLINES INC DEL 6,891 349,000 0.13%
160 AUTOMATIC DATA PROCESSING IN 4,119 348,000 0.13%
161 RYDEX ETF TRUST 4,525 346,000 0.13%
162 DIAGEO P L C 3,177 346,000 0.13%
163 Spdr Ser Tr Nuveen Barcl 13,880 338,000 0.13%
164 WISDOMTREE TR 10,665 337,000 0.13%
165 ISHARES TR 3,099 334,000 0.12%
166 NOVO-NORDISK A S 5,743 333,000 0.12%
167 SCHLUMBERGER LTD 4,699 327,000 0.12%
168 WASTE MGMT INC DEL 6,123 326,000 0.12%
169 SCHWAB CHARLES CORP 9,872 325,000 0.12%
170 FRANKLIN UNVL TR 56,450 323,000 0.12%
171 AMERICAN INTL GROUP INC 5,180 321,000 0.12%
172 DOW CHEM CO 6,217 320,000 0.12%
173 AMGEN INC 1,969 319,000 0.12%
174 MORGAN STANLEY 10,007 318,000 0.12%
175 ISHARES TR 5,395 316,000 0.12%
176 SELECT SECTOR SPDR TR 7,284 311,000 0.12%
177 ISHARES TR 4,786 310,000 0.12%
178 CYPRESS SEMICONDUCTOR CORP 31,250 306,000 0.11%
179 BROADCOM CORP CL A 5,294 306,000 0.11%
180 TARGET CORP 4,213 305,000 0.11%
181 VANGUARD INDEX FDS 3,546 304,000 0.11%
182 ISHARES TR 9,448 304,000 0.11%
183 ISHARES COHEN & STEERS REIT ETF 3,050 302,000 0.11%
184 WISDOMTREE TR 3,668 295,000 0.11%
185 ALIBABA GROUP HLDG LTD 3,627 294,000 0.11%
186 VANGUARD INTL EQUITY INDEX F 8,996 294,000 0.11%
187 XCEL ENERGY INC 8,165 293,000 0.11%
188 UNION PAC CORP 3,746 292,000 0.11%
189 OCCIDENTAL PETE CORP DEL 4,287 289,000 0.11%
190 NATIONAL OILWELL VARCO INC 8,594 287,000 0.11%
191 NEXTERA ENERGY INC 2,769 287,000 0.11%
192 SPDR SER TR 6,620 286,000 0.11%
193 COLUMBIA PPTY TR INC 12,119 284,000 0.11%
194 CSX CORP 10,935 283,000 0.11%
195 SPDR GOLD TR 2,755 279,000 0.10%
196 TRAVELERS COMPANIES INC 2,477 279,000 0.10%
197 ENERGY TRANSFER PRTNRS L P 8,201 276,000 0.10%
198 POWERSHARES ETF TRUST 8,590 276,000 0.10%
199 VEREIT 34,815 275,000 0.10%
200 ISHARES 20 YEAR TREASURY BOND ETF 2,288 275,000 0.10%
Page 4 of 39

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001420506-16-000708, filed 2016.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.