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FRANKLIN UNVL TR
FRANKLIN UNVL TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 35 Institutional holders with a total value of $21,869,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,957,007 11,214,000 51.28%
2 Advisors Asset Management, Inc. 465,537 2,668,000 12.20%
3 Koshinski Asset Management, Inc. 271,380 1,555,000 7.11%
4 WELLS FARGO & COMPANY/MN 167,939 962,000 4.40%
5 ROYAL BANK OF CANADA 120,626 691,000 3.16%
6 MORGAN STANLEY 114,796 658,000 3.01%
7 LPL Financial LLC 89,582 509,000 2.33%
8 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 68,808 394,000 1.80%
9 NEXT Financial Group, Inc 56,450 323,000 1.48%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 55,644 319,000 1.46%
11 UBS Group AG 55,318 317,000 1.45%
12 STIFEL FINANCIAL CORP 48,384 277,000 1.27%
13 SG Americas Securities, LLC 34,983 200,000 0.91%
14 Creative Planning 33,371 191,000 0.87%
15 PNC FINANCIAL SERVICES GROUP, INC. 30,967 177,000 0.81%
16 DOLIVER ADVISORS, LP 26,702 153,000 0.70%
17 Cetera Advisors LLC 25,722 145,000 0.66%
18 WEDBUSH SECURITIES INC 22,747 130,000 0.59%
19 US BANCORP \DE\ 21,600 124,000 0.57%
20 BANK OF AMERICA CORP /DE/ 20,668 118,000 0.54%
21 AMERICAN INTERNATIONAL GROUP, INC. 18,589 107,000 0.49%
22 Cetera Advisor Networks LLC 18,400 106,000 0.48%
23 Janney Montgomery Scott LLC 17,322 99,000 0.45%
24 Virtu KCG Holdings LLC 16,664 95,000 0.43%
25 CSS LLC/IL 14,531 83,000 0.38%
26 Squarepoint Ops LLC 13,600 78,000 0.36%
27 Weiss Asset Management LP 13,426 77,000 0.35%
28 CITIGROUP INC 6,317 36,000 0.16%
29 SYNOVUS FINANCIAL CORP 4,457 26,000 0.12%
30 MSI Financial Services Inc 2,127 12,000 0.05%
31 FineMark National Bank & Trust 1,900 11,000 0.05%
32 Pinnacle Summer Investments, Inc. 1,188 7,000 0.03%
33 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 1,000 6,000 0.03%
34 IFP ADVISORS, INC 175 1,000 0.00%
35 CITY HOLDING CO 8 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.