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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 335 Institutional holders with a total value of $3,940,340,858.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 7,300,357 559,500,000 14.20%
2 MORGAN STANLEY 6,368,683 488,094,000 12.39%
3 WELLS FARGO & COMPANY/MN 4,850,678 371,755,000 9.43%
4 UBS Group AG 4,639,226 355,550,000 9.02%
5 LPL Financial LLC 3,932,535 298,757,000 7.58%
6 RAYMOND JAMES & ASSOCIATES 1,277,919 97,940,000 2.49%
7 LBMC INVESTMENT ADVISORS, LLC 1,169,541 89,634,000 2.27%
8 Raymond James Financial Services Advisors, Inc. 1,075,860 82,455,000 2.09%
9 HighTower Advisors, LLC 1,009,976 77,396,000 1.96%
10 Aft, Forsyth & Sober, LLC 955,510 73,230,000 1.86%
11 Commonwealth Equity Services, Inc 817,800 62,676,000 1.59%
12 GAM Holding AG 770,000 59,013,000 1.50%
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 675,794 51,793,000 1.31%
14 AMERIPRISE FINANCIAL INC 598,435 45,881,000 1.16%
15 STIFEL FINANCIAL CORP 417,804 40,129,000 1.02%
16 Cetera Advisors LLC 495,775 37,993,000 0.96%
17 ROYAL BANK OF CANADA 480,099 36,795,000 0.93%
18 ETRADE Capital Management LLC 413,190 31,667,000 0.80%
19 Stelac Advisory Services LLC 394,644 29,865,000 0.76%
20 Annex Advisory Services, LLC 377,091 28,900,000 0.73%
21 Gateway Advisory, LLC 362,493 27,781,000 0.71%
22 WESCAP MANAGEMENT GROUP, INC. 360,096 27,597,000 0.70%
23 COBIZ WEALTH, LLC 332,261 25,464,000 0.65%
24 PNC FINANCIAL SERVICES GROUP, INC. 331,562 25,412,000 0.64%
25 J.P. Morgan Private Wealth Advisors LLC 319,240 24,466,000 0.62%
26 HIGH FALLS ADVISORS, INC 298,093 22,846,000 0.58%
27 Cerity Partners OCIO LLC 259,949 19,922,000 0.51%
28 JPMORGAN CHASE & CO 253,313 19,414,000 0.49%
29 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 228,685 17,526,000 0.44%
30 Cambridge Investment Research Advisors, Inc. 228,021 17,476,000 0.44%
31 Cetera Advisor Networks LLC 215,883 16,567,000 0.42%
32 SWISS LIFE ASSET MANAGEMENT LTD 214,000 16,422,288 0.42%
33 WOLVERINE ASSET MANAGEMENT LLC 205,000 15,711,000 0.40%
34 CWM, LLC 200,498 15,366,000 0.39%
35 Main Management LLC 188,688 14,461,000 0.37%
36 Ironsides Asset Advisors, LLC 186,395 14,285,000 0.36%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 185,599 14,243,000 0.36%
38 HENGEHOLD CAPITAL MANAGEMENT LLC 179,403 13,749,000 0.35%
39 Jaffetilchin Investment Partners, LLC 169,769 13,011,000 0.33%
40 Astor Investment Management LLC 169,604 12,998,000 0.33%
41 Financial Architects, Inc 167,598 12,845,000 0.33%
42 CREDIT SUISSE AG/ 159,573 12,230,000 0.31%
43 New England Private Wealth Advisors LLC 153,095 11,735,000 0.30%
44 AMERICAN INTERNATIONAL GROUP, INC. 152,645 11,698,000 0.30%
45 JACKSON, GRANT INVESTMENT ADVISERS, INC. 148,008 11,339,000 0.29%
46 BlackRock Institutional Trust Company, N.A. 142,363 10,911,000 0.28%
47 Leonetti & Associates, LLC 139,080 10,659,000 0.27%
48 JANE STREET GROUP, LLC 136,904 10,492,000 0.27%
49 SHARKEY, HOWES & JAVER 135,773 10,406,000 0.26%
50 AVIANCE CAPITAL MANAGEMENT, LLC 134,031 10,272,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.