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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001085146-16-004404) filed in 2016.09.09
#
Name
Shares
Value ($)
%
Options
Notes
101 SPDR SERIES TRUST 10,559 436 0.15%
102 SHIP FINANCE INTERNATIONAL L 10,627 191 0.07%
103 WISDOMTREE TR 10,649 488 0.17%
104 ISHARES RUSSELL 2000 GROWTH ETF 10,738 1,461 0.50%
105 NUVEEN INVT MN QTY I 10,775 152 0.05%
106 CIENA CORP 10,790 245 0.08%
107 ROYAL DUTCH SHELL PLC 10,811 790 0.27%
108 GABELLI DIVID INCOME TR 10,876 239 0.08%
109 STATOIL ASA 10,880 307 0.11%
110 COCA COLA CO 10,943 423 0.15%
111 CITIGROUPINC 10,943 521 0.18%
112 MICRON TECHNOLOGY INC 11,415 270 0.09%
113 SOUTHWEST AIRLS CO 11,524 272 0.09%
114 DU PONT E I DE NEMOURS & CO 11,742 788 0.27%
115 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 11,817 164 0.06%
116 NORDSTROM INC 11,898 743 0.26%
117 ISHARES MSCI EAFE SMALL CAP IDX FD 12,063 630 0.22%
118 AWARE INC MASS 12,307 71 0.02%
119 OCH-ZIFF CAP MGMT GROUP CL A SHS 12,382 171 0.06%
120 JOHNSON & JOHNSON 12,588 1,237 0.43%
121 DUKE ENERGY CORP NEW 12,696 904 0.31%
122 NEW YORK CMNTY BANCORP INC 12,794 206 0.07%
123 Support.Com Inc 12,801 33 0.01%
124 COLUMBIA BKG SYS INC COM 13,051 372 0.13%
125 WELLS FARGO INCOME OPPORTUNI 13,062 123 0.04%
126 PUTNAM MUN OPPORTUNITIES TR 13,172 150 0.05%
127 WEYERHAEUSER CO 13,276 390 0.13%
128 FACEBOOK INC 13,562 817 0.28%
129 CORNING INC 13,606 283 0.10%
130 VANGUARD TAX-MANAGED FDS 13,791 569 0.20%
131 SONUS NETWORKS INC 13,795 232 0.08%
132 ABBOTT LABS 14,132 544 0.19%
133 VANGUARD INTL EQUITY INDEX F 14,373 723 0.25%
134 WELLS FARGO & CO NEW 14,438 718 0.25%
135 ISHARES RUSSELL 2000 VALUE ETF 14,664 1,479 0.51%
136 YPF SOCIEDAD ANONIMA 14,875 464 0.16%
137 U.S. GEOTHERMAL INC 15,000 11 0.00%
138 CLIFFS NAT RES INC 15,227 7 0.00%
139 UQM TECHNOLOGIES INC COM 15,517 41 0.01%
140 ISHARES TR 15,836 1,852 0.64%
141 SPDR SER TR 15,890 769 0.26%
142 FX ENERGY INC 16,000 53 0.02%
143 ISHARES 20 YEAR TREASURY BOND ETF 16,123 1,759 0.61%
144 TITAN INTL INC ILL COM 16,380 311 0.11%
145 PUTNAM MASTER INTER INCOME T 16,598 85 0.03%
146 PIMCO CORPORATE INCOME OPP 16,640 301 0.10%
147 FIELDPOINT PETROLEUM CORP WT EXP 032318 16,800 16 0.01%
148 QUALCOMM INC 16,948 1,337 0.46%
149 BLACKROCK DEBT STRAT FD INC COM 17,199 71 0.02%
150 SPECIAL OPPORTUNITIES FUND INC COM 17,369 282 0.10%
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