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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004574) filed in 2016.10.26
#
Name
Shares
Value ($)
%
Options
Notes
251 EATON VANCE LTD DURATION INC 14,115 194 0.01%
252 TRANSOCEAN LTD 17,407 186 0.01%
253 iShares 17,093 180 0.01%
254 PETROBRAS ARGENTINA S A 26,918 177 0.01%
255 PUTNAM MUN OPPORTUNITIES TR 13,172 176 0.01%
256 AEMETIS INC 161,427 174 0.01%
257 TITAN INTL INC ILL COM 15,580 158 0.01%
258 PROSPECT CAPITAL CORPORATION 18,666 151 0.01%
259 NEW MOUNTAIN FINANCE CORP COM 11,000 151 0.01%
260 Onebeacon Insurance 10,063 144 0.01%
261 Ferrellgas Partners LP 12,177 142 0.01%
262 OCH ZIFF CAP MGMT GROUP 30,335 132 0.01%
263 DREYFUS STRATEGIC MUNS INCORPORATED 13,000 122 0.01%
264 NUVEEN PFD INCOME OPPORTUN 11,950 120 0.01%
265 NUVEEN MULTI MKT INCOME FD 12,416 93 0.01%
266 NUVEEN SR INCOME FD 13,340 87 0.01%
267 PUTNAM MASTER INTER INCOME T 16,598 73 0.01%
268 BLACKROCK DEBT STRAT FD INC COM NEW 19,321 71 0.01%
269 OCWEN FINL CORP 14,250 52 0.00%
270 OFFICE DEPOT INC 12,400 44 0.00%
271 MANNKIND CORP. 48,802 30 0.00%
272 UQM TECHNOLOGIES INC COM 46,978 29 0.00%
273 Vanguard Natural Res LLC 24,361 22 0.00%
274 U.S. GEOTHERMAL INC 10,000 7 0.00%
275 CURRENCYSHS BRIT POUND STER 3,000 390,000 29.59% Call
276 PROSHARES ULTRASHORT SP500 5,000 80,000 6.07% Call
277 CHENIERE ENERGY PARTNERS LP COMMON UNITS 10,000 300,000 22.76% Put
278 VALEANT PHARMACEUTICALS INTL 10,000 100,000 7.59% Put
279 ENCANA CORP 20,000 100,000 7.59% Put
280 ORCHID IS CAP INC 7,000 70,000 5.31% Put
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