| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,647,063 | 19,857,000 | 68.73% | ||
| 2 | 1607 Capital Partners, LLC | 786,717 | 5,902,000 | 20.43% | ||
| 3 | LPL Financial LLC | 80,019 | 603,000 | 2.09% | ||
| 4 | Thomas J. Herzfeld Advisors, Inc. | 69,474 | 521,000 | 1.80% | ||
| 5 | Sterneck Capital Management, LLC | 60,966 | 457,000 | 1.58% | ||
| 6 | ProVise Management Group, LLC | 46,264 | 347,000 | 1.20% | ||
| 7 | RELATIVE VALUE PARTNERS GROUP, LLC | 42,252 | 317,000 | 1.10% | ||
| 8 | AMERIPRISE FINANCIAL INC | 20,083 | 151,000 | 0.52% | ||
| 9 | Saba Capital Management, L.P. | 17,285 | 130,000 | 0.45% | ||
| 10 | WELLS FARGO & COMPANY/MN | 15,909 | 119,000 | 0.41% | ||
| 11 | MORGAN STANLEY | 13,746 | 103,000 | 0.36% | ||
| 12 | Raymond James Financial Services Advisors, Inc. | 12,594 | 94,000 | 0.33% | ||
| 13 | NWAM LLC | 12,416 | 93,000 | 0.32% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 10,086 | 76,000 | 0.26% | ||
| 15 | UBS Group AG | 7,154 | 54,000 | 0.19% | ||
| 16 | INTEGRATED WEALTH MANAGEMENT | 5,000 | 38,000 | 0.13% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,715 | 13,000 | 0.04% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 1,321 | 10,000 | 0.03% | ||
| 19 | ROYAL BANK OF CANADA | 600 | 5,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
