Dark
Light
System
Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000244) filed in 2017.02.02
#
Name
Shares
Value ($)
%
Options
Notes
201 PRAXAIR INC 2,679 314 0.10%
202 PROCTER AND GAMBLE CO 11,810 993 0.33%
203 PROSPECT CAPITAL CORPORATION 22,154 185 0.06%
204 PUTNAM MASTER INTER INCOME T 16,598 77 0.03%
205 PUTNAM MUN OPPORTUNITIES TR 13,172 157 0.05%
206 QUALCOMM INC 13,101 854 0.28%
207 RAYTHEON CO 1,416 201 0.07%
208 REALTY INCOME CORP 14,566 837 0.28%
209 ROYAL DUTCH SHELL PLC 6,855 397 0.13%
210 ROYAL DUTCH SHELL PLC 13,434 731 0.24%
211 RYDEX ETF TRUST 64,753 5,610 1.86%
212 SALESFORCE COM INC 3,344 229 0.08%
213 SCHLUMBERGER LTD 7,630 641 0.21%
214 SCHWAB INTERNATIONAL EQUITY ETF 28,383 786 0.26%
215 SCHWAB U.S. LARGE-CAP ETF 15,029 800 0.27%
216 SCHWAB U.S. LARGE-CAP GROWTH ETF 5,620 314 0.10%
217 SCHWAB U.S. LARGE-CAP VALUE ETF 8,240 396 0.13%
218 SCHWAB US AGGREGATE BOND ETF 6,481 334 0.11%
219 SCHWAB US TIPS ETF 7,601 417 0.14%
220 SELECT SECTOR SPDR TR 6,743 326 0.11%
221 SHIP FINANCE INTERNATIONAL L NOTE 5.75010/1 20,717 308 0.10%
222 SONUS NETWORKS INC 26,636 168 0.06%
223 SOUTHERN CO 6,601 325 0.11%
224 SPDR GOLD TR 3,249 356 0.12%
225 SPDR S&P 500 ETF TR 8,325 1,861 0.62%
226 SPDR S&P MIDCAP 400 ETF TR 10,912 3,293 1.09%
227 SPDR SER TR 7,077 336 0.11%
228 SPDR SER TR 8,228 287 0.10%
229 SPDR SER TR 12,149 1,039 0.34%
230 SPDR SERIES TRUST 26,947 982 0.33%
231 SPECIAL OPPORTUNITIES FUND INC COM 17,369 237 0.08%
232 SPROTT PHYSICAL GOLD TRUST 26,375 248 0.08%
233 STARBUCKS CORP 95,823 5,320 1.76%
234 STATOIL ASA 13,680 250 0.08%
235 STEALTHGAS INC SHS 64,625 218 0.07%
236 TCW STRATEGIC INCOME FD INC 51,150 273 0.09%
237 TEMPLETON EMERGING COM 12,136 132 0.04%
238 TESLA INC 3,022 646 0.21%
239 TEVA PHARMACEUTICAL INDS LTD 10,406 377 0.13%
240 TEXAS INSTRS INC 4,519 330 0.11%
241 TIME WARNER INC 3,547 342 0.11%
242 TITAN INTL INC ILL COM 15,205 170 0.06%
243 TRANSOCEAN LTD 17,890 264 0.09%
244 TURQUOISE HILL RES LTD 87,486 283 0.09%
245 TWITTER INC 12,523 204 0.07%
246 UNION PAC CORP 8,132 843 0.28%
247 UNITED PARCEL SERVICE INC 2,088 239 0.08%
248 UNITED TECHNOLOGIES CORP 2,188 240 0.08%
249 UNITEDHEALTH GROUP INC 2,651 424 0.14%
250 UQM TECHNOLOGIES INC COM 43,378 19 0.01%
Page 5 of 6