| 1 |
RELATIVE VALUE PARTNERS GROUP, LLC |
1,903,768 |
25,986,000 |
52.66% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
375,687 |
5,128,000 |
10.39% |
|
|
| 3 |
Ancora Advisors LLC |
293,482 |
4,006,000 |
8.12% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
226,644 |
3,094,000 |
6.27% |
|
|
| 5 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
225,155 |
3,074,000 |
6.23% |
|
|
| 6 |
CSS LLC/IL |
189,127 |
2,582,000 |
5.23% |
|
|
| 7 |
Horizon Kinetics LLC |
81,323 |
1,111,000 |
2.25% |
|
|
| 8 |
Thomas J. Herzfeld Advisors, Inc. |
71,059 |
970,000 |
1.97% |
|
|
| 9 |
Shaker Financial Services, LLC |
61,547 |
840,000 |
1.70% |
|
|
| 10 |
WINNING POINTS ADVISORS, LLC |
44,223 |
604,000 |
1.22% |
|
|
| 11 |
MORGAN STANLEY |
22,987 |
314,000 |
0.64% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
21,373 |
292,000 |
0.59% |
|
|
| 13 |
NWAM LLC |
17,369 |
237,000 |
0.48% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
17,188 |
235,000 |
0.48% |
|
|
| 15 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13,818 |
189,000 |
0.38% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
10,015 |
137,000 |
0.28% |
|
|
| 17 |
UBS Group AG |
10,010 |
137,000 |
0.28% |
|
|
| 18 |
FIRST MANHATTAN CO. LLC. |
7,739 |
105,000 |
0.21% |
|
|
| 19 |
IFP ADVISORS, INC |
5,483 |
75,000 |
0.15% |
|
|
| 20 |
ROYAL BANK OF CANADA |
3,708 |
51,000 |
0.10% |
|
|
| 21 |
ADVISOR GROUP, INC. |
3,609 |
50,000 |
0.10% |
|
|
| 22 |
GENEOS WEALTH MANAGEMENT INC. |
3,268 |
44,000 |
0.09% |
|
|
| 23 |
Chicago Partners Investment Group LLC |
1,937 |
26,000 |
0.05% |
|
|
| 24 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
1,443 |
20,000 |
0.04% |
|
|
| 25 |
MSI Financial Services Inc |
1,491 |
20,000 |
0.04% |
|
|
| 26 |
THRIVENT FINANCIAL FOR LUTHERANS |
910 |
13,000 |
0.03% |
|
|
| 27 |
Financial Architects, Inc |
543 |
7,000 |
0.01% |
|
|
| 28 |
Creative Planning |
250 |
3,000 |
0.01% |
|
|
| 29 |
CITIGROUP INC |
14 |
0 |
0.00% |
|
|
