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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000244) filed in 2017.02.02
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 4,349 777 0.26%
2 ABERDEEN ASIA PACIFIC INCOM 135,527 627 0.21%
3 ADVISORSHARES TR 39,448 1,406 0.47%
4 AEMETIS INC 159,227 221 0.07%
5 AFLAC INC 4,557 317 0.11%
6 AGRIUM INC 2,509 252 0.08%
7 ALIBABA GROUP HLDG LTD 10,160 892 0.30%
8 ALLERGAN PLC 322 246 0.08%
9 ALLERGAN PLC 2,782 584 0.19%
10 ALLIANCEBERNSTEIN GLOBAL HIG 91,413 1,149 0.38%
11 ALPHABET INC 1,984 1,572 0.52%
12 ALPHABET INC 1,362 1,051 0.35%
13 ALTRIA GROUP INC 21,024 1,422 0.47%
14 AMAZON COM INC 4,729 3,546 1.18%
15 AMBARELLA INC 4,939 267 0.09%
16 AMERICAN EXPRESS CO 5,569 413 0.14%
17 AMERIGAS PARTNERS L P 6,898 331 0.11%
18 AMGEN INC 4,265 624 0.21%
19 AMIRA NATURE FOODS LTD 48,550 299 0.10%
20 ANI PHARMACEUTICALS INC 12,369 750 0.25%
21 ANNALY CAP MGMT INC 76,461 762 0.25%
22 ANWORTH MTG ASSET CORP 139,350 720 0.24%
23 APPLE INC 64,592 7,481 2.48%
24 ARALEZ PHARMACEUTICALS INC 47,100 208 0.07%
25 ARES CAPITAL CORP 17,715 292 0.10%
26 AT&T INC 41,180 1,751 0.58%
27 BANK AMER CORP 99,751 2,204 0.73%
28 BANK HAWAII CORP 10,000 887 0.29%
29 BANK MONTREAL QUE 6,494 467 0.15%
30 BERKSHIRE HATHAWAY INC DEL 24,211 3,946 1.31%
31 BERKSHIRE HATHAWAY INC DEL 1 244 0.08%
32 BLACKROCK CORE BD TR 28,150 366 0.12%
33 BLACKROCK CR ALLOCATION INCO 641,587 8,321 2.76%
34 BLACKROCK FLOATING RATE INCO 33,350 470 0.16%
35 BLACKROCK MUN 2020 TERM TR 103,007 1,565 0.52%
36 BLACKROCK MUNI INTER DR FD I 36,200 500 0.17%
37 BLACKROCK MUNI N Y INTER DUR 27,000 366 0.12%
38 BLACKROCK MUNIHOLD QU FU II IN COM 63,305 854 0.28%
39 BLACKROCK MUNIYIELD QUALITY 16,650 245 0.08%
40 BLACKROCK MUNIYIELD QUALITY 21,450 275 0.09%
41 BOEING CO 28,589 4,451 1.48%
42 BOFI HLDG INCORPORATED 11,975 342 0.11%
43 BP PLC 28,412 1,062 0.35%
44 BRISTOL MYERS SQUIBB CO 15,810 924 0.31%
45 BROADCOM LTD 1,156 204 0.07%
46 CALAMOS CONV OPPORTUNITIES & 17,225 174 0.06%
47 CALAMOS STRATEGIC TOTL RETN 10,700 110 0.04%
48 CBS CORP NEW 7,450 474 0.16%
49 CELGENE CORP 1,989 230 0.08%
50 CHESAPEAKE ENERGY CORP 49,837 350 0.12%
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