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Institutional Investment Manager
BERGANKDV WEALTH MANAGEMENT, LLC
BERGANKDV WEALTH MANAGEMENT, LLC (CIK: 0001660203). Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001660203-16-000005) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 8,568 1,428 0.86%
2 ABBVIE INC 20,704 1,183 0.71%
3 AFLAC INC 12,897 814 0.49%
4 AGCO CORP 9,834 489 0.29%
5 ALPS ETF TR 290,396 11,305 6.79%
6 AMAZON COM INC 618 367 0.22%
7 AMERICAN ELEC PWR INC 15,794 1,049 0.63%
8 ANNALY CAP MGMT INC 116,025 1,190 0.71%
9 APPLE INC 3,238 353 0.21%
10 ARROW FINL CORP 25,777 685 0.41%
11 AT&T INC 31,176 1,221 0.73%
12 AUTOZONE INC 562 448 0.27%
13 Ashland Inc New 4,712 518 0.31%
14 BARCLAYS BANK 318,786 1,632 0.98%
15 BERKSHIRE HATHAWAY INC DEL 7,825 1,110 0.67%
16 BOEING CO 5,215 662 0.40%
17 BP PLC 37,147 1,121 0.67%
18 CAPITAL ONE FINL CORP 5,280 366 0.22%
19 CARTERS INC 4,969 524 0.31%
20 CHEVRON CORP NEW 17,767 1,695 1.02%
21 CLAYMORE EXCHANGE TRD FD TR 139,455 5,183 3.11%
22 CLAYMORE EXCHANGE TRD FD TR 280,498 6,350 3.81%
23 CLAYMORE EXCHANGE TRD FD TR 41,879 969 0.58%
24 COMCAST CORP NEW 5,374 328 0.20%
25 CONCURRENT COMPUTER CORP NEW COM PAR $.01 208,391 1,230 0.74%
26 CONOCOPHILLIPS 33,411 1,345 0.81%
27 CUMMINS INC 3,613 397 0.24%
28 DELTA AIRLINES INC DEL 8,374 408 0.24%
29 DOVER CORP 9,128 587 0.35%
30 DOW CHEM CO 27,121 1,379 0.83%
31 DR PEPPER SNAPPLE GROUP INC 7,337 656 0.39%
32 DUFF PHELPS UTLITY AND INF 42,955 683 0.41%
33 EATON CORP PLC 8,993 563 0.34%
34 ENTERPRISE PRODS PARTNERS L 16,118 397 0.24%
35 EVERSOURCE ENERGY 3,656 213 0.13%
36 EXXON MOBIL CORP 19,435 1,625 0.98%
37 FIRST TR EXCHANGE TRADED FD 48,011 891 0.53%
38 FIRST TR EXCHANGE TRADED FD 92,600 2,024 1.22%
39 FISERV INC 5,364 550 0.33%
40 GABELLI EQUITY TR INC 17,119 93 0.06%
41 GANNETT CO INC 73,512 1,113 0.67%
42 GENERAL DYNAMICS CORP 3,779 496 0.30%
43 GENERAL ELECTRIC CO 15,502 493 0.30%
44 GILEAD SCIENCES INC 5,718 525 0.32%
45 GOODYEAR TIRE & RUBR CO 16,757 553 0.33%
46 GROUPE CGI INC 10,407 497 0.30%
47 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 203,012 4,476 2.69%
48 HCP INC 33,941 1,106 0.66%
49 HOLLYFRONTIER CORP 34,327 1,212 0.73%
50 HOME DEPOT INC 2,809 375 0.23%
Page 1 of 3
Restatement filing (0001660203-16-000006) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
51 US BANCORP DEL 24,130 973 0.42%
52 AMERICAN ELEC PWR INC 13,765 965 0.41%
53 INTEL CORP 28,807 945 0.40%
54 JOHNSON & JOHNSON 7,773 943 0.40%
55 XCEL ENERGY INC 20,761 930 0.40%
56 BERKSHIRE HATHAWAY INC DEL 6,335 917 0.39%
57 KIMBERLY CLARK CORP 6,458 888 0.38%
58 MERCK & CO INC 15,044 867 0.37%
59 PIMCO ETF TR 8,426 852 0.36%
60 BARCLAYS BANK 133,008 831 0.36%
61 UNITEDHEALTH GROUP INC 5,812 821 0.35%
62 ISHARES TR 3,884 818 0.35%
63 PIMCO ETF TR 14,736 812 0.35%
64 AFLAC INC 11,229 810 0.35%
65 DUFF PHELPS UTLITY AND INF 46,937 805 0.34%
66 MDU RES GROUP INC 31,748 762 0.33%
67 PHILLIPS 66 9,123 724 0.31%
68 NETEASE INC 3,740 723 0.31%
69 WHIRLPOOL CORP 4,313 719 0.31%
70 LOWES COS INC 8,694 688 0.29%
71 UNITED TECHNOLOGIES CORP 6,577 674 0.29%
72 MASTEC INC 30,034 670 0.29%
73 BOEING CO 5,104 663 0.28%
74 TYCO INTL PLC SHS 15,536 662 0.28%
75 LEGGETT &PLATT INC 12,736 651 0.28%
76 ARROW FINL CORP 21,448 650 0.28%
77 FISERV INC 5,946 647 0.28%
78 Ashland Inc New 5,515 633 0.27%
79 GENERAL DYNAMICS CORP 4,484 624 0.27%
80 CARTERS INC 5,840 622 0.27%
81 GENERAL ELECTRIC CO 19,769 622 0.27%
82 STANLEY BLACK &DECKER INC 5,590 622 0.27%
83 ZIMMER BIOMET HLDGS INC 5,146 619 0.26%
84 DOVER CORP 8,851 614 0.26%
85 MASCO CORP 19,559 605 0.26%
86 VALIDUS HOLDINGS LTD 12,399 602 0.26%
87 YUM BRANDS INC 7,200 597 0.26%
88 EATON CORP PLC 9,858 589 0.25%
89 DR PEPPER SNAPPLE GROUP INC 6,039 584 0.25%
90 INTERNATIONAL BUSINESS MACHS 3,839 583 0.25%
91 GILEAD SCIENCES INC 6,839 571 0.24%
92 MOHAWK INDS 2,998 569 0.24%
93 SEAGATE TECHNOLOGY PLC 23,153 564 0.24%
94 CUMMINS INC 4,993 561 0.24%
95 AUTOZONE INC 701 556 0.24%
96 AGCO CORP 11,497 542 0.23%
97 MYLAN N V 12,351 534 0.23%
98 GROUPE CGI INC 12,223 522 0.22%
99 NATIONAL OILWELL VARCO INC 15,477 521 0.22%
100 TENET HEALTHCARE CORP 18,653 516 0.22%
Page 2 of 3