Dark
Light
System
Security
CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 42 Institutional holders with a total value of $52,338,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BERGANKDV WEALTH MANAGEMENT, LLC 318,875 12,505,000 23.89%
2 BANK OF AMERICA CORP /DE/ 183,239 7,186,000 13.73%
3 LPL Financial LLC 100,217 3,937,000 7.52%
4 BANQUE PICTET & CIE SA 82,431 3,233,000 6.18%
5 Bank Pictet & Cie (Europe) AG 82,431 3,233,000 6.18%
6 Commonwealth Equity Services, Inc 76,207 2,989,000 5.71%
7 SOCIETE GENERALE 58,050 2,276,000 4.35%
8 SG Americas Securities, LLC 58,050 2,276,000 4.35%
9 MORGAN STANLEY 49,998 1,961,000 3.75%
10 B. Riley Wealth Advisors, Inc. 35,749 1,402,000 2.68%
11 UBS Group AG 22,464 881,000 1.68%
12 ETRADE Capital Management LLC 20,851 818,000 1.56%
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 20,261 790,000 1.51%
14 ROYAL BANK OF CANADA 19,775 775,000 1.48%
15 IMA Advisory Services, Inc. 18,332 719,000 1.37%
16 WELLS FARGO & COMPANY/MN 17,485 686,000 1.31%
17 PNC FINANCIAL SERVICES GROUP, INC. 16,480 646,000 1.23%
18 Investors Capital Advisory Services 15,957 625,000 1.19%
19 LIDO ADVISORS, LLC 14,444 566,000 1.08%
20 Cambridge Investment Research Advisors, Inc. 14,347 563,000 1.08%
21 Raymond James Financial Services Advisors, Inc. 14,072 552,000 1.05%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,813 542,000 1.04%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 13,307 522,000 1.00%
24 JANE STREET GROUP, LLC 13,013 510,000 0.97%
25 IFP ADVISORS, INC 11,850 465,000 0.89%
26 RAYMOND JAMES & ASSOCIATES 11,032 433,000 0.83%
27 INVESTMENT CENTERS OF AMERICA INC 8,635 338,000 0.65%
28 AMERIPRISE FINANCIAL INC 7,339 288,000 0.55%
29 ENVESTNET ASSET MANAGEMENT INC 5,387 211,000 0.40%
30 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 5,310 208,000 0.40%
31 Creative Planning 2,106 83,000 0.16%
32 MSI Financial Services Inc 1,165 46,000 0.09%
33 ADVISOR GROUP, INC. 620 23,000 0.04%
34 BARCLAYS PLC 375 15,000 0.03%
35 CITIGROUP INC 230 9,000 0.02%
36 ASSET DEDICATION, LLC 248 9,000 0.02%
37 Brick & Kyle, Associates 200 8,000 0.02%
38 Tortoise Investment Management, LLC 128 5,000 0.01%
39 Financial Architects, Inc 71 3,000 0.01%
40 SHARKEY, HOWES & JAVER 9 1,000 0.00%
41 Parallax Volatility Advisers, L.P. 1 0 0.00%
42 Argentus Capital Management, LLC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.