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DUFF PHELPS UTLITY AND INF
DUFF PHELPS UTLITY AND INF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 50 Institutional holders with a total value of $98,326,190.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,174,230 20,149,000 20.49%
2 UBS Group AG 701,819 12,043,000 12.25%
3 WELLS FARGO & COMPANY/MN 591,353 10,148,000 10.32%
4 GUGGENHEIM CAPITAL LLC 456,623 7,836,000 7.97%
5 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 422,889 7,257,000 7.38%
6 Advisors Asset Management, Inc. 412,242 7,074,000 7.19%
7 RAYMOND JAMES & ASSOCIATES 333,006 5,714,000 5.81%
8 PROFICIO CAPITAL PARTNERS LLC 181,409 3,144,000 3.20%
9 CORNERSTONE ADVISORS INC 140,559 2,412,000 2.45%
10 ROYAL BANK OF CANADA 137,574 2,361,000 2.40%
11 JANUS HENDERSON INVESTORS US LLC 125,701 2,157,000 2.19%
12 BANK OF NOVA SCOTIA 123,744 2,123,000 2.16%
13 Invesco Ltd. 106,641 1,830,000 1.86%
14 STIFEL FINANCIAL CORP 87,282 1,499,000 1.52%
15 TERRIL BROTHERS, INC. 82,500 1,416,000 1.44%
16 BANK OF AMERICA CORP /DE/ 77,941 1,337,000 1.36%
17 Raymond James Financial Services Advisors, Inc. 71,489 1,227,000 1.25%
18 LPL Financial LLC 60,306 1,044,000 1.06%
19 1607 Capital Partners, LLC 50,084 859,000 0.87%
20 BERGANKDV WEALTH MANAGEMENT, LLC 46,937 805,000 0.82%
21 Jaffetilchin Investment Partners, LLC 36,507 626,000 0.64%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 35,360 607,000 0.62%
23 Coe Capital Management, LLC 35,000 600,600 0.61%
24 Janney Montgomery Scott LLC 36,916 544,000 0.55%
25 JPMORGAN CHASE & CO 28,279 485,000 0.49%
26 Commonwealth Equity Services, Inc 27,932 479,000 0.49%
27 MOODY LYNN & LIEBERSON, LLC 19,450 334,000 0.34%
28 BROWN ADVISORY INC 15,000 257,000 0.26%
29 Geneva Advisors, LLC 15,000 257,000 0.26%
30 LAUREL WEALTH ADVISORS, INC. 14,797 235,000 0.24%
31 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 12,576 216,000 0.22%
32 HighTower Advisors, LLC 12,256 210,000 0.21%
33 Shaker Financial Services, LLC 10,903 187,000 0.19%
34 Sigma Planning Corp 10,568 181,000 0.18%
35 PNC FINANCIAL SERVICES GROUP, INC. 6,454 111,000 0.11%
36 MSI Financial Services Inc 6,266 108,000 0.11%
37 CITIGROUP INC 5,748 99,000 0.10%
38 IFP ADVISORS, INC 4,268 73,000 0.07%
39 Ledyard National Bank 4,200 72,000 0.07%
40 D.A. DAVIDSON & CO. 3,785 64,000 0.07%
41 GENEOS WEALTH MANAGEMENT INC. 1,800 31,000 0.03%
42 Creative Planning 1,500 26,000 0.03%
43 DEUTSCHE BANK AG\ 1,465 25,000 0.03%
44 Brick & Kyle, Associates 919 16,000 0.02%
45 RISK PARADIGM GROUP, LLC 792 13,590 0.01%
46 NEXT Financial Group, Inc 770 13,000 0.01%
47 Community Bank, N.A. 600 10,000 0.01%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 494 8,000 0.01%
49 WOLVERINE TRADING LP /BD 118 2,000 0.00%
50 BANK OF MONTREAL /CAN/ 31 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.