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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 406 holdings with a total value of $267,468,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 MEDTRONIC PLC 1,387 107,000 0.04%
152 GOLAR LNG PARTNERS LP 8,000 107,000 0.04%
153 Targa Resources Partners LP 6,433 106,000 0.04%
154 BLACKROCK MUNIHLDGS NY QLTY 7,285 106,000 0.04%
155 INTEL CORP 3,060 105,000 0.04%
156 CLAYMORE EXCHANGE TRD FD TR 5,000 104,000 0.04%
157 GOLAR LNG LTD 6,500 103,000 0.04%
158 KIMBERLY CLARK CORP 799 102,000 0.04%
159 ISHARES 2,079 101,000 0.04%
160 ISHARES TR 3,150 101,000 0.04%
161 QUALCOMM INC 1,958 98,000 0.04%
162 SSGA ACTIVE ETF TR 2,000 97,000 0.04%
163 COACH INC 2,970 97,000 0.04%
164 TARGET CORP 1,336 97,000 0.04%
165 FEDEX CORP 637 95,000 0.04%
166 ISHARES TR 874 95,000 0.04%
167 3M CO 616 93,000 0.03%
168 SELECT SECTOR SPDR TR 2,130 91,000 0.03%
169 ORACLE CORP 2,468 90,000 0.03%
170 GOLDMAN SACHS GROUP INC 500 90,000 0.03%
171 NBT BANCORP INC COM 3,238 90,000 0.03%
172 MCDONALDS CORP 765 90,000 0.03%
173 VISA INC 1,152 89,000 0.03%
174 DOMINION ENERGY INC 1,300 88,000 0.03%
175 ISHARES TR 1,048 86,000 0.03%
176 CONOCOPHILLIPS 1,844 86,000 0.03%
177 ISHARES TR 720 82,000 0.03%
178 CARDINAL HEALTH INC 918 82,000 0.03%
179 WISDOMTREE TR 1,638 82,000 0.03%
180 ISHARES TR 600 81,000 0.03%
181 SPDR SER TR 1,816 79,000 0.03%
182 AMERICAN WTR WKS CO INC NEW 1,288 77,000 0.03%
183 UNITED PARCEL SERVICE INC 804 77,000 0.03%
184 FLOWSERVE CORP 1,800 76,000 0.03%
185 BB&T CORP 2,000 76,000 0.03%
186 LOWES COS INC 1,000 76,000 0.03%
187 ISHARES TR 661 76,000 0.03%
188 SUMMIT MIDSTREAM PARTNERS LP 4,000 75,000 0.03%
189 Nuveen Closed-End Funds/USA 5,664 74,000 0.03%
190 CBS CORP NEW 1,564 74,000 0.03%
191 ACCENTURE PLC IRELAND 686 72,000 0.03%
192 ALPHABET INC 93 72,000 0.03%
193 WELLS FARGO & CO NEW 1,303 71,000 0.03%
194 VANGUARD INTL EQUITY INDEX F 1,195 69,000 0.03%
195 CINTAS CORP 747 68,000 0.03%
196 COHEN STEERS CLOSED END OP 6,000 66,000 0.02%
197 SOUTHERN CO 1,416 66,000 0.02%
198 UNDER ARMOUR INC 800 64,000 0.02%
199 AT&T INC 1,750 60,000 0.02%
200 BLACKROCK INVT QUALITY MUN T 3,823 59,000 0.02%
Page 4 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001606587-16-000427, filed 2016.02.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.