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BLACKROCK INVT QUALITY COM
BLACKROCK INVT QUALITY COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 43 Institutional holders with a total value of $19,014,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROBINSON CAPITAL MANAGEMENT, LLC 204,426 3,146,000 16.55%
2 GUGGENHEIM CAPITAL LLC 199,837 3,075,000 16.17%
3 BANK OF AMERICA CORP /DE/ 153,534 2,363,000 12.43%
4 MORGAN STANLEY 114,226 1,757,000 9.24%
5 UBS Group AG 81,757 1,258,000 6.62%
6 Fiera Capital Corp 71,204 1,096,000 5.76%
7 NATIONAL PLANNING CORP 49,425 781,000 4.11%
8 LPL Financial LLC 44,498 690,000 3.63%
9 ASHFORD CAPITAL MANAGEMENT INC 28,153 433,000 2.28%
10 Invesco Ltd. 24,305 374,000 1.97%
11 VAN ECK ASSOCIATES CORP 21,745 335,000 1.76%
12 WELLS FARGO & COMPANY/MN 18,357 283,000 1.49%
13 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 17,282 266,000 1.40%
14 OPPENHEIMER & CO INC 14,043 216,000 1.14%
15 Stratos Wealth Partners, LTD. 14,000 215,000 1.13%
16 AMERIPRISE FINANCIAL INC 13,618 210,000 1.10%
17 BANK OF STOCKTON 13,300 205,000 1.08%
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13,200 203,000 1.07%
19 MSI Financial Services Inc 13,078 201,000 1.06%
20 HighTower Advisors, LLC 12,928 199,000 1.05%
21 PNC FINANCIAL SERVICES GROUP, INC. 11,897 183,000 0.96%
22 Squarepoint Ops LLC 11,393 175,000 0.92%
23 WESTPORT RESOURCES MANAGEMENT INC 10,402 160,000 0.84%
24 BANK OF MONTREAL /CAN/ 9,976 154,000 0.81%
25 Shamrock Asset Management LLC 9,400 145,000 0.76%
26 Creative Planning 8,500 131,000 0.69%
27 SG Americas Securities, LLC 8,449 130,000 0.68%
28 WOLVERINE ASSET MANAGEMENT LLC 6,555 100,000 0.53%
29 IFP ADVISORS, INC 6,198 95,000 0.50%
30 ROYAL BANK OF CANADA 4,540 70,000 0.37%
31 Klingman & Associates, LLC 3,823 59,000 0.31%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,769 58,000 0.31%
33 NEXT Financial Group, Inc 2,531 38,000 0.20%
34 People's United Financial, Inc. 2,289 35,000 0.18%
35 MOISAND FITZGERALD TAMAYO, LLC 2,200 34,000 0.18%
36 Apriem Advisors 2,000 31,000 0.16%
37 Thomas J. Herzfeld Advisors, Inc. 2,000 31,000 0.16%
38 Bartlett & Co. LLC 1,700 26,000 0.14%
39 CITIGROUP INC 1,460 22,000 0.12%
40 FIFTH THIRD BANCORP 1,071 16,000 0.08%
41 AMERICAN INTERNATIONAL GROUP, INC. 600 9,000 0.05%
42 NORTHERN TRUST CORP 22,404 3,000 0.02%
43 Tower Research Capital LLC (TRC) 186 3,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.