| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 683 Capital Management, LLC | 1,558,744 | 20,466,000 | 20.71% | ||
| 2 | Karpus Management, Inc. | 812,790 | 10,672,000 | 10.80% | ||
| 3 | MORGAN STANLEY | 771,960 | 10,136,000 | 10.26% | ||
| 4 | UBS Group AG | 500,411 | 6,570,000 | 6.65% | ||
| 5 | MACKAY SHIELDS LLC | 374,856 | 4,922,000 | 4.98% | ||
| 6 | Fiera Capital Corp | 350,604 | 4,603,000 | 4.66% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 285,396 | 3,748,000 | 3.79% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 219,609 | 2,883,000 | 2.92% | ||
| 9 | NAPLES GLOBAL ADVISORS, LLC | 210,950 | 2,770,000 | 2.80% | ||
| 10 | WELLS FARGO & COMPANY/MN | 198,408 | 2,606,000 | 2.64% | ||
| 11 | ROYAL BANK OF CANADA | 189,104 | 2,483,000 | 2.51% | ||
| 12 | NEWGATE CAPITAL MANAGEMENT LLC | 174,246 | 2,278,000 | 2.30% | ||
| 13 | HighTower Advisors, LLC | 155,233 | 2,040,000 | 2.06% | ||
| 14 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 140,453 | 1,844,000 | 1.87% | ||
| 15 | CITIGROUP INC | 131,108 | 1,722,000 | 1.74% | ||
| 16 | LPL Financial LLC | 126,548 | 1,658,000 | 1.68% | ||
| 17 | DEUTSCHE BANK AG\ | 118,502 | 1,554,000 | 1.57% | ||
| 18 | Invesco Ltd. | 105,170 | 1,381,000 | 1.40% | ||
| 19 | AQR ARBITRAGE LLC | 90,638 | 1,190,000 | 1.20% | ||
| 20 | COHEN & STEERS, INC. | 81,744 | 1,073,000 | 1.09% | ||
| 21 | Laurion Capital Management LP | 78,049 | 1,025,000 | 1.04% | ||
| 22 | LAZARD ASSET MANAGEMENT LLC | 57,100 | 749,000 | 0.76% | PRN | |
| 23 | NATIONAL PLANNING CORP | 54,633 | 728,000 | 0.74% | ||
| 24 | Cambridge Investment Research Advisors, Inc. | 43,395 | 570,000 | 0.58% | ||
| 25 | Mariner, LLC | 39,657 | 521,000 | 0.53% | ||
| 26 | NWAM LLC | 38,117 | 500,000 | 0.51% | ||
| 27 | Stanley-Laman Group, Ltd. | 38,000 | 499,000 | 0.50% | ||
| 28 | SG Americas Securities, LLC | 37,251 | 489,000 | 0.49% | ||
| 29 | Commonwealth Equity Services, Inc | 35,872 | 471,000 | 0.48% | ||
| 30 | Squarepoint Ops LLC | 33,977 | 446,000 | 0.45% | ||
| 31 | Tortoise Investment Management, LLC | 31,535 | 414,000 | 0.42% | ||
| 32 | PINNACLE ASSOCIATES LTD | 29,768 | 391,000 | 0.40% | ||
| 33 | MSI Financial Services Inc | 28,383 | 373,000 | 0.38% | ||
| 34 | RAYMOND JAMES & ASSOCIATES | 26,452 | 347,000 | 0.35% | ||
| 35 | WOLVERINE ASSET MANAGEMENT LLC | 24,668 | 323,000 | 0.33% | ||
| 36 | Personal Capital Advisors Corp | 24,000 | 315,000 | 0.32% | ||
| 37 | NEVILLE RODIE & SHAW INC | 22,172 | 291,000 | 0.29% | ||
| 38 | First Allied Advisory Services, Inc. | 21,239 | 280,000 | 0.28% | ||
| 39 | ACG Wealth | 20,000 | 263,000 | 0.27% | ||
| 40 | CREDIT SUISSE AG/ | 19,973 | 262,000 | 0.27% | ||
| 41 | Raymond James Financial Services Advisors, Inc. | 17,573 | 231,000 | 0.23% | ||
| 42 | Edge Wealth Management LLC | 17,300 | 227,000 | 0.23% | SH | |
| 43 | Janney Montgomery Scott LLC | 15,076 | 198,000 | 0.20% | ||
| 44 | King Wealth Management Group | 14,791 | 194,000 | 0.20% | ||
| 45 | Essex Financial Services, Inc. | 13,641 | 179,000 | 0.18% | ||
| 46 | Curi Capital, LLC | 13,036 | 171,000 | 0.17% | ||
| 47 | CITADEL ADVISORS LLC | 12,672 | 166,000 | 0.17% | ||
| 48 | DIVIDEND ASSETS CAPITAL, LLC | 12,542 | 165,000 | 0.17% | ||
| 49 | OPPENHEIMER & CO INC | 12,247 | 161,000 | 0.16% | ||
| 50 | Cetera Advisor Networks LLC | 12,245 | 161,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
