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ISHARES TR
ISHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 44 Institutional holders with a total value of $92,946,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AXA S.A. 174,736 14,286,000 15.37%
2 ROYAL BANK OF CANADA 144,945 11,851,000 12.75%
3 WELLS FARGO & COMPANY/MN 117,396 9,598,000 10.33%
4 LPL Financial LLC 93,825 7,616,000 8.19%
5 MORGAN STANLEY 87,543 7,157,000 7.70%
6 SPC Financial, Inc. 80,240 6,560,000 7.06%
7 UBS Group AG 61,102 4,996,000 5.38%
8 GOLDMAN SACHS GROUP INC 59,877 4,896,000 5.27%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,311 2,970,000 3.20%
10 NATIONAL PLANNING CORP 37,227 2,903,000 3.12%
11 JANE STREET GROUP, LLC 31,384 2,566,000 2.76%
12 Courage Miller Partners, LLC 26,279 2,149,000 2.31%
13 BANK OF AMERICA CORP /DE/ 25,093 2,052,000 2.21%
14 AMERIPRISE FINANCIAL INC 21,398 1,749,000 1.88%
15 Cetera Advisor Networks LLC 19,786 1,623,000 1.75%
16 Tower Research Capital LLC (TRC) 17,455 1,427,000 1.54%
17 CREDIT SUISSE AG/ 16,971 1,388,000 1.49%
18 Commonwealth Equity Services, Inc 16,933 1,384,000 1.49%
19 RAYMOND JAMES & ASSOCIATES 16,500 1,349,000 1.45%
20 Jacobus Wealth Management, Inc. 7,360 602,000 0.65%
21 Cambridge Investment Research Advisors, Inc. 5,597 458,000 0.49%
22 B. Riley Wealth Advisors, Inc. 5,440 445,000 0.48%
23 Cetera Advisors LLC 3,556 289,000 0.31%
24 Summit Asset Management, LLC 3,325 272,000 0.29%
25 AMERICAN INTERNATIONAL GROUP, INC. 3,263 267,000 0.29%
26 STIFEL FINANCIAL CORP 3,100 253,000 0.27%
27 MSI Financial Services Inc 2,636 216,000 0.23%
28 Sigma Planning Corp 2,641 216,000 0.23%
29 Ironsides Asset Advisors, LLC 2,595 212,000 0.23%
30 AUSDAL FINANCIAL PARTNERS, INC. 2,180 178,000 0.19%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,021 165,000 0.18%
32 Oakworth Capital, Inc. 1,954 160,000 0.17%
33 BANK OF MONTREAL /CAN/ 1,714 140,000 0.15%
34 CITIGROUP INC 1,386 114,000 0.12%
35 ENVESTNET ASSET MANAGEMENT INC 1,052 86,000 0.09%
36 Klingman & Associates, LLC 1,048 86,000 0.09%
37 D.A. DAVIDSON & CO. 810 66,000 0.07%
38 FIRST INTERSTATE BANK 725 59,000 0.06%
39 GUPTA WEALTH MANAGEMENT LLC 670 55,000 0.06%
40 US BANCORP \DE\ 360 29,000 0.03%
41 PNC FINANCIAL SERVICES GROUP, INC. 304 25,000 0.03%
42 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 300 25,000 0.03%
43 Lenox Wealth Management, Inc. 96 8,000 0.01%
44 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.