| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 710,509 | 10,345,000 | 40.45% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 261,793 | 3,813,000 | 14.91% | ||
| 3 | ROYAL BANK OF CANADA | 132,721 | 1,932,000 | 7.55% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 129,018 | 1,879,000 | 7.35% | ||
| 5 | WELLS FARGO & COMPANY/MN | 110,351 | 1,607,000 | 6.28% | ||
| 6 | Invesco Ltd. | 82,884 | 1,207,000 | 4.72% | ||
| 7 | UBS Group AG | 62,452 | 909,000 | 3.55% | ||
| 8 | B. Riley Wealth Advisors, Inc. | 34,723 | 506,000 | 1.98% | ||
| 9 | LPL Financial LLC | 22,602 | 330,000 | 1.29% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 22,559 | 328,000 | 1.28% | ||
| 11 | DEUTSCHE BANK AG\ | 21,386 | 310,000 | 1.21% | ||
| 12 | Private Advisor Group, LLC | 19,185 | 279,000 | 1.09% | ||
| 13 | SIT INVESTMENT ASSOCIATES INC | 17,000 | 248,000 | 0.97% | ||
| 14 | AMERIPRISE FINANCIAL INC | 15,707 | 229,000 | 0.90% | ||
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 14,445 | 210,000 | 0.82% | ||
| 16 | CREDIT SUISSE AG/ | 14,000 | 204,000 | 0.80% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 14,000 | 204,000 | 0.80% | ||
| 18 | USCA RIA LLC | 13,000 | 189,000 | 0.74% | ||
| 19 | SHUFRO ROSE & CO LLC | 11,800 | 171,000 | 0.67% | ||
| 20 | Horizon Kinetics LLC | 11,590 | 169,000 | 0.66% | ||
| 21 | LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 10,000 | 146,000 | 0.57% | ||
| 22 | Klingman & Associates, LLC | 7,285 | 106,000 | 0.41% | ||
| 23 | AMERICAN INTERNATIONAL GROUP, INC. | 5,000 | 73,000 | 0.29% | ||
| 24 | Community Bank, N.A. | 3,835 | 56,000 | 0.22% | ||
| 25 | CITIGROUP INC | 3,197 | 47,000 | 0.18% | ||
| 26 | Evercore Wealth Management, LLC | 1,650 | 24,000 | 0.09% | ||
| 27 | FIRST MANHATTAN CO. LLC. | 1,350 | 19,000 | 0.07% | ||
| 28 | MSI Financial Services Inc | 1,200 | 17,000 | 0.07% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 975 | 14,000 | 0.05% | ||
| 30 | NORTHERN TRUST CORP | 14,172 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
