Dark
Light
System
Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001606587-16-000789) filed in 2016.10.19
#
Name
Shares
Value ($)
%
Options
Notes
101 CLAYMORE EXCHANGE TRD FD TR 8,350 180 0.05%
102 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 2,031 177 0.05%
103 EURONET WORLDWIDE INC 2,000 164 0.05%
104 LMP CAP & INCOME FD INC 11,600 158 0.05%
105 ANHEUSER BUSCH INBEV SA/NV 1,187 156 0.05%
106 POWERSHARES QQQ TRUST 1,314 156 0.05%
107 INDEXIQ ETF TR 5,340 156 0.05%
108 SPDR SERIES TRUST 4,087 150 0.05%
109 INTERNATIONAL BUSINESS MACHS 932 148 0.04%
110 CVS HEALTH CORP 1,625 145 0.04%
111 COHEN STEERS TOTAL RETURN 10,930 144 0.04%
112 ALPHABET INC 184 143 0.04%
113 WAL-MART STORES INC 1,870 135 0.04%
114 ISHARES TR 983 135 0.04%
115 QUALCOMM INC 1,958 134 0.04%
116 OPPENHEIMER REV WEIGHTED ETF 4,070 132 0.04%
117 Western Asset Emerging Markets 11,346 131 0.04%
118 ANALOG DEVICES INC 2,010 130 0.04%
119 CISCO SYS INC 4,040 128 0.04%
120 COLGATE PALMOLIVE CO 1,670 124 0.04%
121 WISDOMTREE TR 2,000 123 0.04%
122 PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 2,250 119 0.04%
123 MEDTRONIC PLC 1,362 118 0.04%
124 ISHARES TR 926 116 0.03%
125 INTEL CORP 3,060 116 0.03%
126 ISHARES 2,079 112 0.03%
127 FEDEX CORP 637 111 0.03%
128 VANGUARD WORLD FD 837 111 0.03%
129 THERMO FISHER SCIENTIFIC INC 691 110 0.03%
130 COACH INC 2,970 109 0.03%
131 3M CO 616 109 0.03%
132 CLAYMORE EXCHANGE TRD FD TR 5,000 109 0.03%
133 BLACKROCK MUNIHLDGS NY QLTY 7,285 108 0.03%
134 CLAYMORE EXCHANGE TRD FD TR 4,890 105 0.03%
135 BRISTOL MYERS SQUIBB CO 1,933 104 0.03%
136 SELECT SECTOR SPDR TR 2,130 102 0.03%
137 KIMBERLY CLARK CORP 799 101 0.03%
138 ISHARES TR 1,102 97 0.03%
139 AMERICAN WTR WKS CO INC NEW 1,288 96 0.03%
140 VISA INC 1,152 95 0.03%
141 UNITED PARCEL SERVICE INC 854 93 0.03%
142 NBT BANCORP INC COM 2,838 93 0.03%
143 ISHARES TR 720 89 0.03%
144 MCDONALDS CORP 765 88 0.03%
145 ABBOTT LABS 2,056 87 0.03%
146 FLOWSERVE CORP 1,800 87 0.03%
147 CBS CORP NEW 1,564 86 0.03%
148 ISHARES TR 600 86 0.03%
149 ACCENTURE PLC IRELAND 686 84 0.03%
150 CINTAS CORP 747 84 0.03%
Page 3 of 8