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ISHARES TR
ISHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 47 Institutional holders with a total value of $116,300,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AXA S.A. 297,636 26,234,000 22.56%
2 BANK OF AMERICA CORP /DE/ 199,056 17,545,000 15.09%
3 ROYAL BANK OF CANADA 142,265 12,539,000 10.78%
4 WELLS FARGO & COMPANY/MN 105,474 9,297,000 7.99%
5 MORGAN STANLEY 101,936 8,984,000 7.72%
6 SPC Financial, Inc. 84,888 7,482,000 6.43%
7 UBS Group AG 56,309 4,963,000 4.27%
8 LPL Financial LLC 48,275 4,211,000 3.62%
9 NATIONAL PLANNING CORP 35,348 3,083,000 2.65%
10 CITADEL ADVISORS LLC 34,718 3,060,000 2.63%
11 JANE STREET GROUP, LLC 25,494 2,247,000 1.93%
12 Commonwealth Equity Services, Inc 23,825 2,100,000 1.81%
13 JPMORGAN CHASE & CO 22,242 1,960,000 1.69%
14 Courage Miller Partners, LLC 22,174 1,954,000 1.68%
15 Cetera Advisor Networks LLC 15,746 1,388,000 1.19%
16 RAYMOND JAMES & ASSOCIATES 15,488 1,365,000 1.17%
17 AMERIPRISE FINANCIAL INC 12,992 1,145,000 0.98%
18 GOLDMAN SACHS GROUP INC 9,297 819,000 0.70%
19 Raymond James Financial Services Advisors, Inc. 8,093 713,000 0.61%
20 Jacobus Wealth Management, Inc. 7,360 649,000 0.56%
21 Cambridge Investment Research Advisors, Inc. 5,585 492,000 0.42%
22 Cetera Advisors LLC 4,315 379,000 0.33%
23 BAIRD FINANCIAL GROUP, INC. 4,070 359,000 0.31%
24 SII INVESTMENTS INC/WI 3,470 306,000 0.26%
25 ADVISOR GROUP, INC. 3,355 296,000 0.25%
26 Sigma Planning Corp 3,312 292,000 0.25%
27 CWM, LLC 3,229 285,000 0.25%
28 Summit Asset Management, LLC 3,212 283,000 0.24%
29 STIFEL FINANCIAL CORP 3,100 274,000 0.24%
30 B. Riley Wealth Advisors, Inc. 5,440 240,000 0.21%
31 INTEGRATED WEALTH MANAGEMENT 2,435 215,000 0.18%
32 AUSDAL FINANCIAL PARTNERS, INC. 2,400 212,000 0.18%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,268 200,000 0.17%
34 CITIGROUP INC 2,169 191,000 0.16%
35 D.A. DAVIDSON & CO. 1,137 100,000 0.09%
36 Klingman & Associates, LLC 1,102 97,000 0.08%
37 MSI Financial Services Inc 849 75,000 0.06%
38 PNC FINANCIAL SERVICES GROUP, INC. 761 67,000 0.06%
39 FIRST INTERSTATE BANK 725 64,000 0.06%
40 Ironwood Financial, llc 692 61,000 0.05%
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 337 30,000 0.03%
42 US BANCORP \DE\ 160 14,000 0.01%
43 GENEOS WEALTH MANAGEMENT INC. 105 9,000 0.01%
44 Concert Wealth Management Inc. 102 9,000 0.01%
45 Lenox Wealth Management, Inc. 96 8,000 0.01%
46 Ballentine Partners, LLC 42 4,000 0.00%
47 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.