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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001606587-16-000789) filed in 2016.10.19
#
Name
Shares
Value ($)
%
Options
Notes
301 SPDR S&P MIDCAP 400 ETF TR 56,098 15,835 4.77%
302 SPDR SER TR 252,131 21,270 6.41%
303 SPDR SER TR 943 44 0.01%
304 SPDR SERIES TRUST 468 13 0.00%
305 SPDR SERIES TRUST 4,087 150 0.05%
306 SPDR SERIES TRUST 6,400 364 0.11%
307 SPRINT CORP 627 4 0.00%
308 SSGA ACTIVE ETF TR 3,800 191 0.06%
309 STARBUCKS CORP 599 32 0.01%
310 STERLING BANCORP DEL COM 3,653 64 0.02%
311 STONEMOR PARTNERS L P 200 5 0.00%
312 SUBURBAN PROPANE PARTNERS LP COM USD1 300 10 0.00%
313 SUNCOR ENERGY INC NEW 1,000 28 0.01%
314 Spectra Energy Corp Com 1,357 58 0.02%
315 T MOBILE US INC 675 32 0.01%
316 TARGA RES CORP 144 7 0.00%
317 TARGET CORP 650 45 0.01%
318 TE CONNECTIVITY LTD 434 28 0.01%
319 TELEFONICA S A 781 8 0.00%
320 TEXAS INSTRS INC 500 35 0.01%
321 THERMO FISHER SCIENTIFIC INC 691 110 0.03%
322 TONIX PHARMACEUTICALS HOLDING 10,000 7 0.00%
323 TORONTO DOMINION BK ONT 802 36 0.01%
324 TRI CONTL CORP 1,000 21 0.01%
325 TRIMBLE INC 370 11 0.00%
326 TWILIO INC 57 4 0.00%
327 UNDER ARMOUR INC 859 29 0.01%
328 UNDER ARMOUR INC 854 33 0.01%
329 UNILEVER PLC 463 22 0.01%
330 UNION PAC CORP 200 20 0.01%
331 UNITED PARCEL SERVICE INC 854 93 0.03%
332 UNITED STATES OIL FUND LP 1,200 13 0.00%
333 UNITED TECHNOLOGIES CORP 137 14 0.00%
334 UNITEDHEALTH GROUP INC 185 26 0.01%
335 USG Corp 2 0 0.00%
336 VALERO ENERGY CORP NEW 600 32 0.01%
337 VANECK VECTORS ETF TR 195 4 0.00%
338 VANGUARD BD INDEX FDS 186 15 0.00%
339 VANGUARD BD INDEX FDS 2,147 188 0.06%
340 VANGUARD INDEX FDS 3,250 297 0.09%
341 VANGUARD INDEX FDS 67,412 5,847 1.76%
342 VANGUARD INDEX FDS 4,867 595 0.18%
343 VANGUARD INDEX FDS 24,000 2,672 0.80%
344 VANGUARD INDEX FDS 2,770 359 0.11%
345 VANGUARD INTL EQUITY INDEX F 350 17 0.01%
346 VANGUARD INTL EQUITY INDEX F 37,328 1,696 0.51%
347 VANGUARD INTL EQUITY INDEX F 36,713 1,381 0.42%
348 VANGUARD INTL EQUITY INDEX F 4,000 225 0.07%
349 VANGUARD INTL EQUITY INDEX F 5,665 564 0.17%
350 VANGUARD INTL EQUITY INDEX F 1,195 73 0.02%
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