Dark
Light
System
Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 258 holdings with a total value of $217,744,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 DNP SELECT INCOME FD INC 11,853 106,000 0.05%
252 ALLIANZGI CONV & INCOME FD 18,902 105,000 0.05%
253 Gramercy PPTY TR Com 13,248 102,000 0.05%
254 GABELLI EQUITY TR INC 16,869 90,000 0.04%
255 NUVEEN CR STRATEGIES INCOME FD COM SHS 10,353 81,000 0.04%
256 SEADRILL LIMITED 13,789 46,000 0.02%
257 YAMANA GOLD INC 10,066 19,000 0.01%
258 ATLAS RESOURCES PARTNERS LP 12,472 13,000 0.01%
Page 6 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-003230, filed 2016.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.