| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1,689,304 | 9,358,000 | 10.16% | ||
| 2 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 1,623,944 | 8,997,000 | 9.77% | ||
| 3 | UBS Group AG | 1,583,521 | 8,772,000 | 9.53% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,447,333 | 8,020,000 | 8.71% | ||
| 5 | Oxbow Advisors, LLC | 1,358,265 | 7,525,000 | 8.17% | ||
| 6 | COHEN & STEERS, INC. | 1,341,683 | 7,433,000 | 8.07% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 957,827 | 5,307,000 | 5.76% | ||
| 8 | LPL Financial LLC | 564,603 | 3,275,000 | 3.56% | ||
| 9 | DOLIVER ADVISORS, LP | 513,317 | 2,844,000 | 3.09% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 468,500 | 2,595,000 | 2.82% | ||
| 11 | CORNERSTONE ADVISORS INC | 413,583 | 2,291,000 | 2.49% | ||
| 12 | NINE MASTS CAPITAL Ltd | 383,189 | 2,123,000 | 2.31% | ||
| 13 | AMERICAN INTERNATIONAL GROUP, INC. | 333,716 | 1,849,000 | 2.01% | ||
| 14 | SIT INVESTMENT ASSOCIATES INC | 323,656 | 1,793,000 | 1.95% | ||
| 15 | MORGAN STANLEY | 309,337 | 1,714,000 | 1.86% | ||
| 16 | MSI Financial Services Inc | 287,681 | 1,594,000 | 1.73% | ||
| 17 | NEWGATE CAPITAL MANAGEMENT LLC | 266,964 | 1,461,000 | 1.59% | ||
| 18 | ROBINSON CAPITAL MANAGEMENT, LLC | 236,474 | 1,310,000 | 1.42% | ||
| 19 | CITIGROUP INC | 213,436 | 1,182,000 | 1.28% | ||
| 20 | Ionic Capital Management LLC | 201,681 | 1,118,000 | 1.21% | ||
| 21 | SG Americas Securities, LLC | 185,242 | 1,026,000 | 1.11% | ||
| 22 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 164,832 | 913,000 | 0.99% | ||
| 23 | ROYAL BANK OF CANADA | 163,853 | 908,000 | 0.99% | ||
| 24 | GEODE CAPITAL MANAGEMENT, LLC | 154,709 | 857,000 | 0.93% | ||
| 25 | Cambridge Investment Research Advisors, Inc. | 151,755 | 841,000 | 0.91% | ||
| 26 | Curi Capital, LLC | 130,200 | 721,000 | 0.78% | ||
| 27 | Weiss Asset Management LP | 129,833 | 719,000 | 0.78% | ||
| 28 | Advisors Asset Management, Inc. | 129,718 | 719,000 | 0.78% | ||
| 29 | WOLVERINE ASSET MANAGEMENT LLC | 110,449 | 611,000 | 0.66% | ||
| 30 | Invesco Ltd. | 80,053 | 443,000 | 0.48% | ||
| 31 | TFS CAPITAL LLC | 78,884 | 437,000 | 0.47% | ||
| 32 | Ancora Advisors LLC | 70,000 | 388,000 | 0.42% | ||
| 33 | Maryland Capital Management | 59,250 | 328,000 | 0.36% | ||
| 34 | Investors Capital Advisory Services | 35,000 | 193,000 | 0.21% | ||
| 35 | VSR Financial Services, Inc. | 34,823 | 193,000 | 0.21% | ||
| 36 | AQR ARBITRAGE LLC | 30,728 | 170,000 | 0.18% | ||
| 37 | Commonwealth Equity Services, Inc | 30,203 | 167,000 | 0.18% | ||
| 38 | NATIONAL PLANNING CORP | 33,258 | 162,000 | 0.18% | ||
| 39 | Creative Planning | 29,118 | 161,000 | 0.17% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 27,341 | 151,000 | 0.16% | ||
| 41 | Private Advisor Group, LLC | 25,958 | 144,000 | 0.16% | ||
| 42 | Squarepoint Ops LLC | 25,831 | 143,000 | 0.16% | ||
| 43 | MILLENNIUM MANAGEMENT LLC | 19,790 | 110,000 | 0.12% | ||
| 44 | CETERA INVESTMENT ADVISERS | 18,902 | 105,000 | 0.11% | ||
| 45 | Virtu KCG Holdings LLC | 18,841 | 104,000 | 0.11% | ||
| 46 | Concert Wealth Management Inc. | 18,153 | 102,000 | 0.11% | ||
| 47 | B. Riley Wealth Advisors, Inc. | 16,805 | 94,000 | 0.10% | ||
| 48 | HYMAN CHARLES D | 15,266 | 85,000 | 0.09% | ||
| 49 | IFP ADVISORS, INC | 14,844 | 82,000 | 0.09% | ||
| 50 | STEEL GROVE CAPITAL ADVISORS, LLC | 12,994 | 73,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
