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Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 279 holdings with a total value of $232,790,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 BARCLAYS BK PLC 8,282 284,000 0.12%
202 TWITTER INC 12,296 284,000 0.12%
203 BAXTER INTL INC 5,931 283,000 0.12%
204 ROYAL DUTCH SHELL PLC 5,355 282,000 0.12%
205 VANGUARD INDEX FDS 1,407 281,000 0.12%
206 SCHWAB U.S. LARGE-CAP VALUE ETF 6,150 281,000 0.12%
207 PRINCIPAL FIN GROUP 5,459 281,000 0.12%
208 UNITEDHEALTH GROUP INC 1,984 279,000 0.12%
209 3M CO 1,574 278,000 0.12%
210 PINNACLE FOODS INC DEL 5,459 275,000 0.12%
211 NUVEEN AMT FREE QLTY MUN INC 18,787 274,000 0.12%
212 PIMCO INCOME OPPORTUNITY FD 11,847 274,000 0.12%
213 POWERSHARES ETF TRUST 14,270 271,000 0.12%
214 MONDELEZ INTL INC 6,068 269,000 0.12%
215 ISHARES TR 3,809 257,000 0.11%
216 VEREIT 24,779 256,000 0.11%
217 AMGEN INC 1,521 254,000 0.11%
218 KINDER MORGAN INC DEL 5,041 254,000 0.11%
219 DOLLAR GEN CORP NEW 3,655 253,000 0.11%
220 ISHARES 7-10 YEAR TREASURY BOND ETF 2,261 252,000 0.11%
221 VANGUARD WORLD FD 1,862 249,000 0.11%
222 INTL PAPER CO 5,192 248,000 0.11%
223 NORTHROP GRUMMAN CORP 1,158 248,000 0.11%
224 TARGET CORP 3,653 247,000 0.11%
225 GENERAL DYNAMICS CORP 1,575 246,000 0.11%
226 RYDEX ETF TRUST 2,888 242,000 0.10%
227 DOW CHEM CO 4,678 242,000 0.10%
228 ALLETE INC COM NEW 4,035 241,000 0.10%
229 WISDOMTREE TR 5,565 239,000 0.10%
230 SPDR SERIES TRUST 8,149 236,000 0.10%
231 ISHARES TR 4,803 236,000 0.10%
232 NATIONAL RETAIL PPTYS INC 4,618 235,000 0.10%
233 CANADIAN NATL RY CO 3,595 235,000 0.10%
234 CIGNA CORPORATION 1,771 232,000 0.10%
235 DUKE ENERGY CORP NEW 2,893 231,000 0.10%
236 BLACKROCK INC 624 229,000 0.10%
237 ISHARES TR 9,255 228,000 0.10%
238 ROPER TECHNOLOGIES INC 1,238 228,000 0.10%
239 FIRST TR EXCHANGE-TRADED FD 11,621 228,000 0.10%
240 DU PONT E I DE NEMOURS & CO 3,409 227,000 0.10%
241 SELECT SECTOR SPDR TR 11,654 224,000 0.10%
242 SELECT SECTOR SPDR TR 4,214 223,000 0.10%
243 WESTERN REFNG INC 8,380 221,000 0.09%
244 PUBLIC SVC ENTERPRISE GRP IN 5,293 220,000 0.09%
245 GRUBHUB INC 5,105 219,000 0.09%
246 CONAGRA BRANDS INC 4,644 218,000 0.09%
247 KROGER CO 7,300 218,000 0.09%
248 PNC FINL SVCS GROUP INC 2,419 217,000 0.09%
249 A O SMITH 2,189 215,000 0.09%
250 Gramercy PPTY TR Com 22,142 214,000 0.09%
Page 5 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004885, filed 2016.11.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.