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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 87 Institutional holders with a total value of $645,509,584.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 11,887,488 232,401,000 36.00%
2 UBS Group AG 3,524,120 68,897,000 10.67%
3 BANK OF AMERICA CORP /DE/ 2,625,844 51,335,000 7.95%
4 ROYAL BANK OF CANADA 2,077,275 40,611,000 6.29%
5 Composition Wealth, LLC 1,852,948 36,225,000 5.61%
6 LPL Financial LLC 1,666,512 32,597,000 5.05%
7 Brookstone Capital Management 1,063,198 20,786,000 3.22%
8 BEACON FINANCIAL GROUP 797,778 15,597,000 2.42%
9 HighTower Advisors, LLC 763,713 14,914,000 2.31%
10 Jaffetilchin Investment Partners, LLC 691,645 13,522,000 2.09%
11 RAYMOND JAMES & ASSOCIATES 602,589 11,781,000 1.83%
12 Raymond James Financial Services Advisors, Inc. 469,356 9,176,000 1.42%
13 ADVISOR GROUP, INC. 437,899 8,562,000 1.33%
14 Cambridge Investment Research Advisors, Inc. 403,256 7,884,000 1.22%
15 STIFEL FINANCIAL CORP 278,224 5,436,000 0.84%
16 MSI Financial Services Inc 226,056 4,420,000 0.68%
17 Janney Montgomery Scott LLC 205,527 4,018,000 0.62%
18 Wills Financial Group, Inc. 174,313 3,407,000 0.53%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 173,845 3,398,000 0.53%
20 Cetera Advisor Networks LLC 168,840 3,301,000 0.51%
21 PARK NATIONAL CORP /OH/ 166,885 3,263,000 0.51%
22 First Allied Advisory Services, Inc. 157,916 3,087,000 0.48%
23 JANE STREET GROUP, LLC 150,851 2,949,000 0.46%
24 FIRST TRUST ADVISORS LP 144,258 2,820,000 0.44%
25 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 142,884 2,782,000 0.43%
26 STRINGER ASSET MANAGEMENT, LLC 139,926 2,736,000 0.42%
27 Aspen Investment Management Inc 138,343 2,705,000 0.42%
28 BAIRD FINANCIAL GROUP, INC. 136,086 2,660,000 0.41%
29 Commonwealth Equity Services, Inc 124,519 2,434,000 0.38%
30 First Heartland Consultants, Inc. 95,398 1,865,000 0.29%
31 HL FINANCIAL SERVICES LLC 92,205 1,803,000 0.28%
32 AVIANCE CAPITAL MANAGEMENT, LLC 79,943 1,563,000 0.24%
33 Cetera Advisors LLC 76,752 1,506,000 0.23%
34 Frontier Wealth Management LLC 66,065 1,292,000 0.20%
35 WELLS FARGO & COMPANY/MN 65,005 1,271,000 0.20%
36 FINANCIAL ENHANCEMENT GROUP LLC 61,510 1,203,000 0.19%
37 HOCHMAN COLE INVESTMENT ADVISORS, INC. 60,361 1,180,000 0.18%
38 TELEMUS CAPITAL, LLC 60,000 1,173,000 0.18%
39 SII INVESTMENTS INC/WI 57,920 1,133,000 0.18%
40 INVESTMENT CENTERS OF AMERICA INC 56,533 1,108,000 0.17%
41 Argentus Capital Management, LLC 55,196 1,079,000 0.17%
42 JPMORGAN CHASE & CO 54,662 1,069,000 0.17%
43 PNC FINANCIAL SERVICES GROUP, INC. 52,871 1,033,000 0.16%
44 ENVESTNET ASSET MANAGEMENT INC 51,632 1,009,000 0.16%
45 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 47,534 929,000 0.14%
46 IFP ADVISORS, INC 46,963 918,000 0.14%
47 FLOW TRADERS U.S. LLC 38,265 748,000 0.12%
48 LVW Advisors, LLC 33,316 651,000 0.10%
49 OLD NATIONAL BANCORP /IN/ 32,111 627,000 0.10%
50 COMERICA BANK 31,224 610,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.