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PIMCO INCOME OPPORTUNITY FD
PIMCO INCOME OPPORTUNITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 37 Institutional holders with a total value of $64,706,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 COHEN & STEERS, INC. 648,013 15,008,000 23.19%
2 MORGAN STANLEY 375,925 8,707,000 13.46%
3 GUGGENHEIM CAPITAL LLC 300,886 6,969,000 10.77%
4 WELLS FARGO & COMPANY/MN 233,935 5,418,000 8.37%
5 Horizon Kinetics LLC 219,289 5,078,000 7.85%
6 Invesco Ltd. 186,318 4,315,000 6.67%
7 NATIONAL PLANNING CORP 115,547 2,543,000 3.93%
8 Commonwealth Equity Services, Inc 81,531 1,888,000 2.92%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 73,749 1,708,000 2.64%
10 UBS Group AG 70,609 1,635,000 2.53%
11 SeaBridge Investment Advisors LLC 68,205 1,580,000 2.44%
12 Capital Investment Advisors, LLC 54,338 1,258,000 1.94%
13 ROBINSON CAPITAL MANAGEMENT, LLC 48,837 1,131,000 1.75%
14 LPL Financial LLC 48,395 1,118,000 1.73%
15 Laurion Capital Management LP 46,866 1,085,000 1.68%
16 IFP ADVISORS, INC 45,047 1,043,000 1.61%
17 SIT INVESTMENT ASSOCIATES INC 31,704 734,000 1.13%
18 DOLIVER ADVISORS, LP 26,197 607,000 0.94%
19 ROYAL BANK OF CANADA 19,005 441,000 0.68%
20 MSI Financial Services Inc 16,782 389,000 0.60%
21 BRUDERMAN ASSET MANAGEMENT, LLC 16,505 382,000 0.59%
22 Raymond James Financial Services Advisors, Inc. 12,266 284,000 0.44%
23 CETERA INVESTMENT ADVISERS 11,847 274,000 0.42%
24 BANK OF AMERICA CORP /DE/ 9,641 223,000 0.34%
25 ADVISOR GROUP, INC. 9,570 222,000 0.34%
26 Granite Investment Partners, LLC 8,948 207,000 0.32%
27 CKW FINANCIAL GROUP 4,877 113,000 0.17%
28 PNC FINANCIAL SERVICES GROUP, INC. 3,626 84,000 0.13%
29 Creative Planning 3,000 69,000 0.11%
30 NEXT Financial Group, Inc 2,010 47,000 0.07%
31 Brick & Kyle, Associates 1,700 39,000 0.06%
32 CITIGROUP INC 1,540 36,000 0.06%
33 North Star Investment Management Corp. 1,500 35,000 0.05%
34 GENEOS WEALTH MANAGEMENT INC. 990 22,000 0.03%
35 REILLY FINANCIAL ADVISORS, LLC 300 7,000 0.01%
36 PENSERRA CAPITAL MANAGEMENT LLC 212 4,000 0.01%
37 First Horizon Advisors, Inc. 134 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.