Dark
Light
System
Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000799) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
51 US BANCORP DEL 4,983 257 0.09%
52 UNITEDHEALTH GROUP INC 2,353 376 0.13%
53 UNITED TECHNOLOGIES CORP 5,446 598 0.20%
54 UNITED PARCEL SERVICE INC 29,937 3,432 1.14%
55 UNION PAC CORP 6,358 660 0.22%
56 UNILEVER PLC 8,004 326 0.11%
57 ULTA BEAUTY INC 1,071 275 0.09%
58 TWITTER INC 12,020 196 0.07%
59 TRAVELERS COMPANIES INC 3,003 365 0.12%
60 TARGET CORP 4,341 315 0.11%
61 SYSCO CORP 4,098 227 0.08%
62 STRYKER CORP 2,358 283 0.09%
63 STARBUCKS CORP 18,125 1,015 0.34%
64 SPIRE INC COM 4,613 296 0.10%
65 SPDR SERIES TRUST 27,682 1,010 0.34%
66 SPDR SERIES TRUST 10,963 285 0.10%
67 SPDR SER TR 10,220 490 0.16%
68 SPDR SER TR 24,328 2,082 0.69%
69 SPDR S&P MIDCAP 400 ETF TR 2,272 686 0.23%
70 SPDR S&P 500 ETF TR 36,050 8,060 2.69%
71 SPDR INDEX SHS FDS 10,610 385 0.13%
72 SPDR GOLD TR 5,627 617 0.21%
73 SPDR DOW JONES REIT ETF 5,516 514 0.17%
74 SOUTHERN CO 14,416 710 0.24%
75 SIRIUS XM HOLDINGS INC 13,202 58 0.02%
76 SELECT SECTOR SPDR TR 23,275 1,131 0.38%
77 SELECT SECTOR SPDR TR 11,901 905 0.30%
78 SELECT SECTOR SPDR TR 17,657 409 0.14%
79 SELECT SECTOR SPDR TR 4,379 269 0.09%
80 SELECT SECTOR SPDR TR 6,396 329 0.11%
81 SELECT SECTOR SPDR TR 3,447 279 0.09%
82 SELECT SECTOR SPDR TR 11,330 549 0.18%
83 SELECT SECTOR SPDR TR 12,342 849 0.28%
84 SCHWAB US AGGREGATE BOND ETF 35,912 1,848 0.62%
85 SCHWAB U.S. LARGE-CAP VALUE ETF 14,515 698 0.23%
86 SCHWAB INTERNATIONAL EQUITY ETF 22,417 619 0.21%
87 SCHWAB EMERGING MARKETS EQUITY ETF 10,339 223 0.07%
88 SCHWAB CHARLES CORP 8,658 342 0.11%
89 SCHLUMBERGER LTD 5,488 457 0.15%
90 RYDEX ETF TRUST 2,587 216 0.07%
91 RYDEX ETF TRUST 13,735 1,189 0.40%
92 ROYAL DUTCH SHELL PLC 8,547 497 0.17%
93 ROYAL DUTCH SHELL PLC 7,970 433 0.14%
94 ROPER TECHNOLOGIES INC 1,258 233 0.08%
95 REYNOLDS AMERICAN INC 13,436 755 0.25%
96 REALTY INCOME CORP 5,290 305 0.10%
97 QUALCOMM INC 8,434 550 0.18%
98 PUBLIC SVC ENTERPRISE GRP IN 5,447 239 0.08%
99 PRUDENTIAL FINL INC 6,020 622 0.21%
100 PROSPECT CAPITAL CORPORATION 10,000 10 0.00% PRN
Page 2 of 7