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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 123 Institutional holders with a total value of $786,454,371.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 783,682 65,492,000 8.33%
2 BANK OF AMERICA CORP /DE/ 701,320 58,610,000 7.45%
3 MORGAN STANLEY 675,112 56,419,000 7.17%
4 WELLS FARGO & COMPANY/MN 553,660 46,269,000 5.88%
5 UBS Group AG 445,454 37,227,000 4.73%
6 TOTAL INVESTMENT MANAGEMENT INC 440,701 36,829,000 4.68%
7 Raymond James Financial Services Advisors, Inc. 370,467 30,960,000 3.94%
8 HENGEHOLD CAPITAL MANAGEMENT LLC 341,593 28,547,000 3.63%
9 Commonwealth Equity Services, Inc 334,971 27,994,000 3.56%
10 HighTower Advisors, LLC 332,137 27,755,000 3.53%
11 CUTLER INVESTMENT COUNSEL LLC 298,415 24,939,000 3.17%
12 AVIANCE CAPITAL MANAGEMENT, LLC 286,086 23,908,000 3.04%
13 WealthTrust-Arizona, LLC 243,716 20,367,000 2.59%
14 LPL Financial LLC 228,001 19,143,000 2.43%
15 FORTE CAPITAL LLC /ADV 225,448 18,840,000 2.40%
16 BANK OF STOCKTON 200,078 16,721,000 2.13%
17 AMERIPRISE FINANCIAL INC 196,729 16,453,000 2.09%
18 Paracle Advisors, LLC 189,816 15,863,000 2.02%
19 New England Private Wealth Advisors LLC 181,376 15,165,000 1.93%
20 LEICHT FINANCIAL PLANNING & WEALTH MANAGEMENT, INC. 168,400 14,375,000 1.83%
21 ROYAL BANK OF CANADA 157,509 13,164,000 1.67%
22 ASSETMARK, INC 128,742 10,759,000 1.37%
23 FINANCIAL CONSULATE, INC 119,196 9,961,000 1.27%
24 RAYMOND JAMES & ASSOCIATES 116,292 9,719,000 1.24%
25 Financial Architects, Inc 109,264 9,131,000 1.16%
26 SHINE INVESTMENT ADVISORY SERVICES INC 105,432 8,811,000 1.12%
27 REZNY WEALTH MANAGEMENT, INC. 103,561 8,654,000 1.10%
28 INVESTMENT CENTERS OF AMERICA INC 100,954 8,444,000 1.07%
29 Calamos Wealth Management LLC 75,169 6,282,000 0.80%
30 Cambridge Investment Research Advisors, Inc. 64,942 5,427,000 0.69%
31 WELL DONE, LLC 63,633 5,318,000 0.68%
32 JPMORGAN CHASE & CO 55,342 4,625,000 0.59%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,519 4,557,000 0.58%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 52,222 4,364,000 0.55%
35 MSI Financial Services Inc 51,234 4,282,000 0.54%
36 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 48,595 4,061,000 0.52%
37 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 46,520 3,888,000 0.49%
38 GOLDMAN SACHS GROUP INC 45,895 3,835,000 0.49%
39 ENVESTNET ASSET MANAGEMENT INC 42,531 3,555,000 0.45%
40 NATIONAL PLANNING CORP 39,646 3,415,000 0.43%
41 CITADEL ADVISORS LLC 38,461 3,214,000 0.41%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 37,756 3,155,000 0.40%
43 CITIGROUP INC 35,735 2,986,000 0.38%
44 Private Advisor Group, LLC 29,972 2,549,000 0.32%
45 CIBC Private Wealth Group LLC 29,523 2,467,000 0.31%
46 PACIFIC CENTER FOR FINANCIAL SERVICES 29,081 2,430,000 0.31%
47 ADVISOR GROUP, INC. 26,565 2,219,000 0.28%
48 Jaffetilchin Investment Partners, LLC 24,873 2,079,000 0.26%
49 JANE STREET GROUP, LLC 22,037 1,842,000 0.23%
50 IFC Holdings Incorporated/FL 21,125 1,771,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.